-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IaSCWtryp/dLT332Zs9SNURSY1f6RRSTZgKiiU94CiLogz5MmFNbIsdhqv8eaELH +2ScVr4vFzbfzJslfuEgkQ== 0000807985-97-000001.txt : 19970109 0000807985-97-000001.hdr.sgml : 19970109 ACCESSION NUMBER: 0000807985-97-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970108 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RHODES INC CENTRAL INDEX KEY: 0000083679 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 580536190 STATE OF INCORPORATION: GA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20907 FILM NUMBER: 97502474 BUSINESS ADDRESS: STREET 1: 4370 PEACHTREE RD N E CITY: ATLANTA STATE: GA ZIP: 30319 BUSINESS PHONE: 4042644600 MAIL ADDRESS: STREET 1: 4370 PEACHTREE RD N E CITY: ATLANTA STATE: GA ZIP: 30319 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHEASTERN ASSET MANAGEMENT INC/TN/ CENTRAL INDEX KEY: 0000807985 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 620951781 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 860 RIDGELAKE BLVD STE 301 CITY: MEMPHIS STATE: TN ZIP: 38120 MAIL ADDRESS: STREET 1: 860 RIDGELAKE BLVD STREET 2: STE 301 CITY: MEMPHIS STATE: TN ZIP: 38120 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D AMENDMENT NO. 1 Under the Securities Exchange Act of 1934 Rhodes, Inc. ------------------------------------------ (Name of Issuer) Common Stock (No Par Value) ------------------------------------------- (Title of Class and Securities) 76235P101 -------------------------------------------- (CUSIP Number of Class of Securities) O. Mason Hawkins Chairman of the Board and C.E.O. and Charles D. Reaves Vice President & General Counsel Southeastern Asset Management, Inc. 6075 Poplar Avenue; Suite 900 Memphis, TN 38119 _______________________(901)_761-2474______________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 2, 1997 ---------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement and is filing this Schedule because of Rule 13d-1(b)(3) or (4), check the following box: [ ] CUSIP No. 76235P101 13D - ------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Southeastern Asset Management, Inc. I.D. No. 62-0951781 - ------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X - ------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------- (4) SOURCE OF FUNDS OO: Funds of investment advisory clients - ------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee - ------------------------------------------------------------------- :(7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON -------------------------------- WITH :(8) SHARED OR NO VOTING POWER (Includes Non-Discretionary) : None -------------------------------- :(9) SOLE DISPOSITIVE POWER : (Discretionary Accounts) : None -------------------------------- :(10) SHARED DISPOSITIVE POWER : None - ------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (Discretionary & Non-discretionary Accounts) None - ------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - ------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - ------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON IA - ------------------------------------------------------------------- CUSIP No. 76235P101 13D - ------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS Longleaf Partners Small-Cap Fund I.D. No. 62-1376170 - ------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X - ------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------- (4) SOURCE OF FUNDS OO: Funds of investment advisory clients - ------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - ------------------------------------------------------------------- :(7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON -------------------------------- WITH :(8) SHARED OR NO VOTING POWER : None -------------------------------- :(9) SOLE DISPOSITIVE POWER : (Discretionary Accounts) : None -------------------------------- :(10) SHARED DISPOSITIVE POWER : None - ------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (Discretionary & Non-discretionary Accounts) None - ------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - ------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - ------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON IV - ------------------------------------------------------------------- CUSIP No. 76235P101 13D - ------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS O. Mason Hawkins I.D. No. ###-##-#### - ------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X - ------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------- (4) SOURCE OF FUNDS OO: None - ------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of United States - ------------------------------------------------------------------- :(7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON -------------------------------- WITH :(8) SHARED VOTING POWER : None -------------------------------- :(9) SOLE DISPOSITIVE POWER : None -------------------------------- :(10) SHARED DISPOSITIVE POWER : None - ------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None (See Item 2 ) - ------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - ------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0% - ------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------- Purpose of Amendment No. 1 This Amendment No. 1 to the Schedule 13D of Southeastern Asset Management, Inc. ("Southeastern") relating to the common stock (the "Securities") of Rhodes, Inc. (the "Issuer"), is being filed to amend and restate the information contained in the original filing with respect to the percentage of ownership of the outstanding Securities of the Issuer attributed to Southeastern, as disclosed in Items 7 through 13 of the cover pages and in Item 5(a) of the text on behalf of Southeastern's clients. Item 5(a) is hereby restated as follows: Item 5. Interest in Securities of the Issuer. (a). As of January 2, 1997, all of the Securities previously acquired on behalf of Southeastern's clients and attributed to Southeastern for reporting purposes have been exchanged for securities of Heilig-Meyers Co. pursuant to a merger agreement under which each shareholder of the Issuer received one share of Heilig-Meyers Co. for each two shares of the Securities of the Issuer which were owned. As a result, the clients of Southeastern no longer have an interest in the Issuer which is reportable on Schedule 13D. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 8, 1997 SOUTHEASTERN ASSET LONGLEAF PARTNERS MANAGEMENT, INC. SMALL-CAP FUND By /s/ Charles D. Reaves By /s/ Charles D. Reaves - -------------------------- ------------------------- Charles D. Reaves Charles D. Reaves Vice President & General Executive Vice President Counsel O. MASON HAWKINS (Individually) /s/ O. Mason Hawkins - --------------------------- Joint Filing Agreement In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13D with respect to the Common Stock of Rhodes, Inc., and further agree that this joint filing agreement be included in this filing. In evidence thereof, the undersigned hereby execute this Agreement on the 8th day of January, 1997 SOUTHEASTERN ASSET LONGLEAF PARTNERS MANAGEMENT, INC. SMALL-CAP FUND By /s/ Charles D. Reaves By /s/ Charles D. Reaves - -------------------------- ------------------------- Charles D. Reaves Charles D. Reaves Vice President & General Exec. V. P. Counsel O. MASON HAWKINS (Individually) /s/ O. Mason Hawkins - --------------------------- -----END PRIVACY-ENHANCED MESSAGE-----