X0306 4 2013-10-08 0 0000836429 SYNERGETICS USA INC SURG 0001189783 MALIS JERRY L C/O SYNERGETICS USA, INC. 3845 CORPORATE CENTRE DRIVE O'FALLON MO 63368 0 1 0 0 EVP & Chief Scientific Officer Common Stock 2013-10-08 4 S 0 5000 4.55 D 439805 D Common Stock 2013-10-08 4 S 0 95 4.56 D 439710 D Common Stock 2013-10-08 4 S 0 4905 4.5658 D 434805 D Common Stock 2013-10-08 4 S 0 5000 4.58 D 429805 D Common Stock 2013-10-08 4 S 0 200 4.62 D 429605 D Common Stock 2013-10-09 4 S 0 3100 4.56 D 426505 D Common Stock 2013-10-09 4 S 0 900 4.57 D 425605 D Common Stock 2013-10-09 4 S 0 900 4.591 D 424705 D Common Stock 2013-10-09 4 S 0 100 4.59 D 424605 D Common Stock 2013-10-09 4 S 0 1432 4.60 D 423173 D Common Stock 2013-10-09 4 S 0 100 4.62 D 423073 D Common Stock 2013-10-10 4 S 0 4200 4.56 D 418873 D Common Stock 2013-10-10 4 S 0 100 4.57 D 418773 D Common Stock 2013-10-10 4 S 0 200 4.571 D 418573 D Common Stock 2013-10-10 4 S 0 200 4.575 D 418373 D Common Stock 2013-10-10 4 S 0 300 4.58 D 418073 D Common Stock 2013-10-10 4 S 0 5000 4.60 D 413073 D Common Stock 2013-10-10 4 S 0 4926 4.62 D 408147 D Common Stock 2013-10-10 4 S 0 74 4.63 D 408073 D Common Stock 2013-10-10 4 S 0 5000 4.64 D 403073 D Common Stock 2013-10-10 4 S 0 8873 4.68 D 394200 D /s/ Jerry L. Malis 2013-10-10