<SEC-DOCUMENT>0001571049-16-014465-index.html : 20160429 <SEC-HEADER>0001571049-16-014465.hdr.sgml : 20160429 <ACCEPTANCE-DATETIME>20160429103453 ACCESSION NUMBER: 0001571049-16-014465 CONFORMED SUBMISSION TYPE: SC TO-I PUBLIC DOCUMENT COUNT: 22 FILED AS OF DATE: 20160429 DATE AS OF CHANGE: 20160429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I SEC ACT: 1934 Act SEC FILE NUMBER: 005-79663 FILM NUMBER: 161603404 BUSINESS ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I BUSINESS ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 </SEC-HEADER> <DOCUMENT> <TYPE>SC TO-I <SEQUENCE>1 <FILENAME>t1601043.htm <DESCRIPTION>ZWEIG TOTAL RETURN FUND, INC. <TEXT> Document 1 - file: t1601043.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(I) <SEQUENCE>3 <FILENAME>t1601043_ex-a1i.htm <DESCRIPTION>ISSUER TENDER OFFER STATEMENT <TEXT> Document 3 - file: t1601043_ex-a1i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(II) <SEQUENCE>4 <FILENAME>t1601043_ex-a1ii.htm <DESCRIPTION>FORM OF LETTER OF TRANSMITTAL <TEXT> Document 4 - file: t1601043_ex-a1ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(III) <SEQUENCE>5 <FILENAME>t1601043_ex-a1iii.htm <DESCRIPTION>FORM OF NOTICE OF GUARANTEED DELIVERY <TEXT> Document 5 - file: t1601043_ex-a1iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(IV) <SEQUENCE>6 <FILENAME>t1601043_ex-a1iv.htm <DESCRIPTION>FORM OF LETTER TO BROKERS <TEXT> Document 6 - file: t1601043_ex-a1iv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(V) <SEQUENCE>7 <FILENAME>t1601043_ex-a1v.htm <DESCRIPTION>FORM OF LETTER TO CLIENTS OF BROKERS <TEXT> Document 7 - file: t1601043_ex-a1v.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(VI) <SEQUENCE>8 <FILENAME>t1601043_ex-a1vi.htm <DESCRIPTION>FORM OF LETTER TO STOCKHOLDERS <TEXT> Document 8 - file: t1601043_ex-a1vi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(5)(III) <SEQUENCE>9 <FILENAME>t1601043_ex-a5iii.htm <DESCRIPTION>TEXT OF SHAREHOLDER LETTER DATED AND ISSUED ON APRIL 29, 2016 <TEXT> Document 9 - file: t1601043_ex-a5iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(5)(IV) <SEQUENCE>10 <FILENAME>t1601043_exa-5iv.htm <DESCRIPTION>TEXT OF PRESS RELEASE DATED AND ISSUED ON APRIL 29, 2016 <TEXT> Document 10 - file: t1601043_exa-5iv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(D) <SEQUENCE>11 <FILENAME>t1601043_ex-d.htm <DESCRIPTION>AGREEMENT BETWEEN KARPUS INVESTMENT MANAGEMENT & ZWEIG ADVISERS, LLC <TEXT> Document 11 - file: t1601043_ex-d.htm
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>logo1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: logo1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>logo2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: logo2.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>pg_2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: pg_2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>pg_3.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: pg_3.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>pg_4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: pg_4.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>pg_6.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: pg_6.jpg
</DOCUMENT> </SEC-DOCUMENT>