EX-99.B5A 12 connectionsapplication.htm EX-99.B5.A. CONNECTIONS APPLICATION F70038 connectionsapplication.htm

EX-99.B5.a. Application
 
Allianz Life Insurance Company
Allianz
   
of North America
     
[Allianz ConnectionsSM] Variable Annuity Application
   
 
[Contract number____________________]
   
1.   Annuity registration
   
Ownership is   ■  Individual
■  Qualified plan
■  Custodian
■  Trust (Include the date of trust in the name.)
     
■  UTMA/UGMA
■  Other__________
       
Owner
   
Individual Owner first name
MI
 
Last name
Jr., Sr., III
   
             
Non-individual owner name (Attach Non- Individual Ownership form or Qualified Plan Acknowledgement form if applicable.)
 
 
Social Security Number or Tax ID Number
 
 
Mailing address
 
Email address
 
City
 
State
 
ZIP code
 
Home telephone number
 
 
Street address (required if a PO Box was used for mailing address)
 
 
City
 
State
 
ZIP code
 
Cell phone number
 
 
Gender
■  Male
 
Date of birth (mm/dd/yyyy)
 
Are you a non-resident alien?
 
 
■  Female
   
■  Yes  (Attach W8 BEN)   ■  No
 
Joint Owner [(Must be spouses if Income Protector or Income Focus is selected.)]
 
First name
MI
Last name
Jr., Sr., III
 
             
Mailing address
 
Email address
 
City
 
State
 
ZIP code
 
Home telephone number
 
 
Gender
■  Male
 
Date of birth (mm/dd/yyyy)
 
Are you a non-resident alien?
 
 
■  Female
   
■  Yes  (Attach W8 BEN)   ■  No
 
Relationship to Owner
 
Social Security Number
 
 
Annuitant (Complete if different from Owner.)
 
First name
MI
 
Last name
Jr., Sr., III
 
           
Mailing address
 
Email address
 
City
 
State
 
ZIP code
 
Home telephone number
 
 
Street address (required if a PO Box was used for mailing address)
 
 
City
 
State
 
ZIP code
 
Cell phone number
 
 
Gender
■  Male
Social Security Number
Date of birth (mm/dd/yyyy)
Are you a non-resident alien?
 
 
■  Female
     
■  Yes  (Attach W8 BEN)   ■  No
Relationship of Annuitant to Owner
 
 

F70038
Page 1 of [9]
[(1/2013)]


 
 

 


2.   Purchase Payment (This section must be completed.) Make check payable to Allianz Life Insurance Company of North America (Allianz).
Include replacement forms if required
Method of Payment (Select all that apply)

■  
Purchase Payment enclosed with application. Amount enclosed: $__________
Plan type at prior financial institution or contribution instructions:
Qualified
Roth (Qualified
■ Traditional IRA
■ Contribution to Roth IRA for year________________
■ SEP IRA
■ Roth IRA
■ Employer contribution to SEP IRA
Nonqualified
■ Contribution to Traditional IRA for year ____________
■ Other nonqualified payment
■ Qualified Plan (401(a) plan)
 
■ Other___________________
 


 
■  
This Contract will be funded by a 1035 exchange, tax qualified transfer/rollover, CD transfer, or mutual fund redemption facilitated by Allianz. (Always include transfer forms) Expected amount: $__________

■  
This Contract will be funded by funds not requested or facilitated by Allianz. Expected amount: $__________
Plan type at prior financial institution or contribution instructions:
 Qualified
Roth (Qualified
■ Traditional IRA
■ Contribution to Roth IRA for year________________
■ SEP IRA
■ Roth IRA
■ Employer contribution to SEP IRA
Nonqualified
■ Contribution to Traditional IRA for year ____________
■ Other nonqualified payment
■ Qualified Plan (401(a) plan)
 
■ Other___________________
 

3.   Plan specifics (This section must be completed to indicate how this Contract should be issued.)
 
Nonqualified:
■   Nonqualified
   
IRA:
■   Traditional IRA:
■   SEP IRA
■   Roth IRA
■   Roth IRA (conversion of existing IRA)
   
Qualified plans:
■   401 (a) defined contribution plan
■   401 (a) one person defined benefit
   
   

4.   Investment Option transfer authorization
 
 
■  Yes Electronic Authorization – Allianz accepts allocation and transfer instructions by electronic notification. Electronic authorizations
include requests received by telephone, fax, or our website. By checking “yes.” I am authorizing and direction Allianz to act on
electronic instructions from me as well as my Registered Representative and/or anyone authorized by him/her to transfer Contract
Values among the Investment Options. If the box is not checked, electronic instructions will be accepted only from me, the Owner.
Allianz will use reasonable procedures to confirm that these electronic instructions are genuine. As long as these procedures are
followed, the company and its officers, employees, representatives, and/or agents will be held harmless for any claim, liability, loss,
or cost arising from unauthorized or fraudulent instructions. We reserve the right to deny any electronic transfer request or
allocation instruction change, and to discontinue or modify our electronic instruction privileges at any time for any reason.
 
 
 
 
 
 
 
 
 
   
5.   Replacement (This section must be completed.)
 
Do you have existing life insurance or annuity contracts? . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
■  Yes
■  No
 
Will the annuity contract applied for replace or change existing contracts or policies?    . . . . .
■  Yes
■  No
 
Notice to Registered Representative: If the Owner does have existing life insurance policies or annuity contracts and the application is being written in an NAIC replacement model state, Allianz requires that you must present and read to the Owner the Replacement of Life Insurance or Annuity form and return the notice, signed by both the Registered Representative and Owner, with the Application. Any required replacement forms must be signed and dated the date of the application or earlier.

F70038
Page 2 of [9]
[(1/2013)]


 
 

 


 
[6.  Optional death benefit]
■  Quarterly Value Death Benefit1,2
 
[7.  Other benefits - Must select only one]
■  No Additional Benefit (No additional cost)
■  Investment Protector1
Number of years to the initial Target Value Date_____
■  Income Protector1 (Complete Covered Person(s) information below.)
■  Income Focus1 (Complete Covered Person(s) information below.)
 
Covered Person(s) information (Required if Income Protector or Income Focus was selected above.) Select one.
■  Single Lifetime Plus Payments or Income Focus Payments:
Name______________________________________________________________________________________
This person is: (check one)
■  Owner
■  Joint Owner
■  Annuitant, if owned by a  non-individual
Date of birth: __/__/____
Gender:
■  Male
■  Female
Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that I being submitted.
■  Drivers’ license
■ Certificate of birth
■  Passport
■  Other_________________________
OR
■  Joint Lifetime Plus Payments or Income Focus Payments:
First Covered Person’s name___________________________________________________________________
Date of birth: __/__/____
Gender:
■  Male
■  Female
Social Security Number:_______________
Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that I being submitted.
■  Drivers’ license
■ Certificate of birth
■  Passport
■  Other_________________________
This person is: (check one)
■  Owner
■  Annuitant, if owned by a  401(a) qualified plan, custodial IRA
 
Second Covered Person’s name_______________________________________________________________
Relationship to first Covered Person:___________________________________________________________
Date of birth: __/__/____
Gender:
■  Male
■  Female
Social Security Number:_______________
Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that I being submitted.
■  Drivers’ license
■ Certificate of birth
■  Passport
■  Other_________________________
This person is: (check one)
■  Joint Owner
 
■  Sole primary Beneficiary (individually owned qualified and nonqualified)
 
■  Sole contingent Beneficiary (401(a) qualified plan, custodial IRA)

By selecting the [Investment Protector, Income Protector, or Income Focus], I acknowledge that my selections of Investment Options are restricted and that Allianz will reallocate my Contract Value in accordance with the asset allocation and transfer provisions in the Contract.
 
[1 Carries an additional charge]
[2 If this option is chosen, an additional benefit from the “Other benefits” section must be selected.]
 

F70038
Page 3 of [9]
[(1/2013)]


 
 

 

   
 
[8.] Dollar cost averaging (Optional) [Not available with Income Focus]
 
•  Select a 6 month or 12 month DCA program only if you wish to participate in dollar cost averaging.
 
•  100% of your initial Purchase Payment will be applied to the DCA Money Market Account.
 
•  Your selections in the Investment Options section need to meet any restrictions for the benefit selected
 
■  6 month
■  12 month
   
 
[9.]  Investment Option allocations
 
You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.
 
[Income Focus]
Investment Options – Up to [8] Investment Options may be selected
Fund of Funds
Specialty
____% AZL® MVP Balanced Index Strategy Fund
____% AZL® MVP BlackRock Global Allocation Fund
____% AZL MVP FusionSM Balanced Fund
____% AZL® MVP Franklin Templeton Founding Strategy Plus Fund
____% AZL MVP FusionSM Moderate Fund
____% AZL® MVP Invesco Equity and Income Fund
____% AZL® MVP Growth Index Strategy Fund
____% PIMCO VIT Global Multi-Asset Managed Volatility Portfolio
   
Total of _______% (must equal 100%)
   
[Income Protector]
Investment Options – Up to [15] Investment Options may be selected

Fund of Funds
Cash Equivalent
____% AZL® MVP Balanced Index Strategy Fund
____% AZL® Money Market Fund
____% AZL MVP FusionSM Balanced Fund
 
____% AZL MVP FusionSM Moderate Fund
Specialty
____% AZL® MVP Growth Index Strategy Fund
____% AZL® MVP BlackRock Global Allocation Fund
 
____% AZL® MVP Franklin Templeton Founding Strategy Plus Fund
High Yield Bonds
____% AZL® MVP Invesco Equity and Income Fund
____% PIMCO VIT High Yield Portfolio
____% Franklin Income Securities Fund
 
____% PIMCO VIT All Asset Portfolio
Intermediate-Term Bonds
____% PIMCO VIT Global Multi-Asset Managed Volatility Portfolio
____% Franklin U.S. Government Fund
____% PIMCO VIT Unconstrained Bond Portfolio
____% PIMCO VIT Global Advantage Strategy Bond Portfolio
 
____% PIMCO VIT Real Return Portfolio
 
____% PIMCO VIT Total Return Portfolio
 
____%Templeton Global Bond Securities Fund
 
   
Total of _______% (must equal 100%
   
   





F70038
Page 4 of [9]
[(1/2013)]


 
 

 

[9.]  Investment Option allocations  (Continued)
You may select up to [15] Investment Options. You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.
[Investment Protector]

Equity
 
Fund of Funds
Large Blend
 
____% AZL Balanced Index StrategySM Fund
____% AZL® J.P. Morgan U.S. Equity Fund
 
____% AZL FusionSM Balanced Fund
____% AZL® MFS Investors Trust Fund
 
____% AZL FusionSM Conservative Fund
____% AZL® S&P 500 Index Fund
 
____% AZL FusionSM Growth Fund
Large Value
 
____% AZL FusionSM Moderate Fund
____% AZL® Davis New York Venture Fund
 
____% AZL Growth Index StrategySM Fund
____% AZL® Eaton Vance Large Cap Value Fund
 
____% Fidelity VIP FundsManager 50% Portfolio
____% AZL® Invesco Growth and Income Fund
 
____% Fidelity VIP FundsManager 60% Portfolio
____% Mutual Shares Securities Fund
 
Mid Cap
Specialty
 
____% AZL®  Columbia Mid Cap Value Fund
____% AZL® Franklin Templeton Founding Strategy Plus Fund
 
____% AZL®  Mid Cap Index Fund
____% AZL® Gateway Fund
 
____% AZL® Morgan Stanley Mid Cap Growth Fund
____% AZL® Invesco Equity and Income Fund
 
Large Growth
____% BlackRock Global Allocation V.I. Fund
 
____% AZL®  BlackRock Capital Appreciation Fund
____% Franklin Income Securities Fund
 
____% AZL®  Dreyfus Equity Growth Fund
____% PIMCO VIT All Asset Portfolio
 
International Equity
____% PIMCO VIT Global Multi-Asset Portfolio
 
____% AZL® International Index Fund
   
____% AZL® Invesco International Equity Fund
   
____% AZL® JPMorgan International Opportunities Fund
   
____% PIMCO EqS Pathfinder Portfolio
   
____% Templeton Growth Securities Fund
   
     
Fixed Income
 
High Yield Bonds
Cash Equivalent
 
____% PIMCO VIT High Yield Portfolio
____% AZL® Money Market Fund
 
Intermediate-Term Bonds
Specialty
 
____% Franklin U.S. Government Fund
____% PIMCO VIT Unconstrained Bond Portfolio
 
____% PIMCO VIT Global Advantage Strategy Bond Portfolio
   
____% PIMCO VIT Real Return Portfolio
   
____% PIMCO VIT Total Return Portfolio
   
____% Templeton Global Bond Securities Fund
   
     
Total of _______% (must equal 100%)


F70038
Page 5 of [9]
[(1/2013)]

 
 

 





[9.]  Investment Option allocations  (Continued)
You may select up to [15] Investment Options. You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.
[No Additional Benefit]

Fund of Funds
Large Value
 
____% AZL Balanced Index StrategySM Fund
____% AZL® Davis New York Venture Fund
 
____% AZL FusionSM Balanced Fund
____% AZL® Eaton Vance Large Cap Value Fund
 
____% AZL FusionSM Conservative Fund
____% AZL® Invesco Growth and Income Fund
 
____% AZL FusionSM Growth Fund
____% Mutual Shares Securities Fund
 
____% AZL FusionSM Moderate Fund
   
____% AZL Growth Index StrategySM Fund
High Yield Bonds
 
____% Fidelity VIP FundsManager 50% Portfolio
____% PIMCO VIT High Yield Portfolio
 
____% Fidelity VIP FundsManager 60% Portfolio
   
 
Intermediate-Term Bonds
 
Small Cap
____% Franklin U.S. Government Fund
 
____% AZL® Allianz AGIC Opportunity Fund
____% PIMCO VIT Global Advantage Strategy Bond Portfolio
 
____% AZL® Columbia Small Cap Value Fund
____% PIMCO VIT Real Return Portfolio
 
____% AZL® Federated Clover Small Value Fund
____% PIMCO VIT Total Return Portfolio
 
____% AZL® Oppenheimer Discovery Fund
____% Templeton Global Bond Securities Fund
 
____% AZL® Small Cap Stock Index Fund
   
 
Cash Equivalent
 
Mid Cap
____% AZL® Money Market Fund
 
____% AZL® Columbia Mid Cap Value Fund
   
____% AZL® Mid Cap Index Fund
Specialty
 
____% AZL® Morgan Stanley Mid Cap Growth Fund
____% AZL® Franklin Templeton Founding Strategy Plus Fund
 
 
____% AZL® Gateway Fund
 
Large Growth
____% AZL® Invesco Equity and Income Fund
 
____% AZL® BlackRock Capital Appreciation Fund
____% BlackRock Global Allocation V.I. Fund
 
____% AZL® Dreyfus Equity Growth Fund
____% Franklin Income Securities Fund
 
 
____% PIMCO VIT All Asset Portfolio
 
International Equity
____% PIMCO VIT Global Multi-Asset Portfolio
 
____% AZL® International Index Fund
____% PIMCO VIT Unconstrained Bond Portfolio
 
____% AZL® Invesco International Equity Fund
   
____% AZL® JPMorgan International Opportunities Fund
   
____% PIMCO EqS Pathfinder Portfolio
   
____% Templeton Growth Securities Fund
   
     
Large Blend
   
____% AZL® J.P. Morgan U.S. Equity Fund
   
____% AZL® MFS Investors Trust Fund
   
____% AZL® S&P 500 Index Fund
   
     
     
Total of _______% (must equal 100%)


F70038
Page 6 of [9]
[(1/2013)]

 
 

 

[10.]   Beneficiary designation (If you need additional space, attach a complete list signed by Owner(s).)
You may select up to [15] Investment Options. You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.
■  Primary
Percentage
Relationship
Social Security Number or Tax ID Number
Phone Number
■  Contingent
       
First name
MI
Last name
Date of birth (mm/dd/yyy)
       
Street Address
City
State
ZIP code
       
■  Primary
Percentage
Relationship
Social Security Number or Tax ID Number
Phone Number
■  Contingent
       
First name
MI
Last name
Date of birth (mm/dd/yyy)
       
Street Address
City
State
ZIP code
       
■  Primary
Percentage
Relationship
Social Security Number or Tax ID Number
Phone Number
■  Contingent
       
First name
MI
Last name
Date of birth (mm/dd/yyy)
       
Street Address
City
State
ZIP code
       
Non-individual Beneficiary information
     
■ Qualified plan
■ Custodian
■ Trust (Include the date of trust in the name.)
■ Charitable Trust
■ Other_______________
Name of plan, custodian, trust, etc:
 
■  Primary
Percentage
Relationship
Social Security Number or Tax ID Number
Phone Number
 
■  Contingent
       
 
Street Address
City
State
ZIP code
         
 
[11.]     Registered Representative
 
By signing below, the Registered Representative certifies to the following:
 
•   I am FINRA registered and state licensed for variable annuity contracts in all required jurisdictions; and I provided the Owner(s) with the most current prospectus.
•   The Owner statement regarding existing policies or annuity contracts is true and accurate to the best of my knowledge and belief.
•   The Owner statement as to whether or not an existing life insurance policy or annuity contract is being replaced is true and accurate to the best of my knowledge and belief.
•   I have provided the Owner with all appropriate disclosure and replacement requirements prior to the completion of this application.
•   If this is a replacement, include a copy of each disclosure statement and a list of companies involved.
 
Registered Representative’s signature
B/D Rep. ID
     
 
Registered Representative’s first and last name (please print)
Percent split
     
 
Registered Representative’s signature (split case)
B/D Rep. ID
     
 
Registered Representative’s first and last name (please print) (split case)
Percent split
     
 
Registered Representative’s address
Registered Representative’s telephone number
     
 
Broker/dealer name (please print)
 
     
 
Authorized signature broker/dealer (if required)
 
     
 
Commission options (please check one)
 
■   A          ■   B           ■   C
 

F70038
Page 7 of [9]
[(1/2013)]

 
 

 

[12.]     Statement of Owner
The following states require applicants to read and acknowledge the statement for your state below.
 
Arkansas, District of Columbia, Louisiana, Massachusetts, Rhode Island and West Virginia: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or knowingly presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.
Maine and Washington: It is a crime to knowingly provide false, incomplete, or misleading information to an insurance company for the purpose of defrauding the company. Penalties include imprisonment, fines, and denial of insurance benefits. In ME, additional penalties may include imprisonment, fines, or denial of insurance benefits. In ME, State Premium Tax is 2%.
 
 
Colorado: It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance, and civil damages. Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policyholder or claimant for the purpose of defrauding or attempting to defraud the policyholder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado division of insurance within the department of regulatory agencies.
Ohio: Any person who knowingly intends to defraud an insurance company, submits an application or files a statement of claim containing a false, incomplete, or misleading information, commits the crime of fraud and may be subject to criminal prosecution and civil penalties.
 
Oklahoma: WARNING: Any person who knowingly, and with intent to injure, defraud or deceive any insurer, makes any claim for the proceeds of an insurance policy containing any false, incomplete or misleading information is guilty of a felony.
 
Kentucky and New Mexico: Any person who knowingly and with the intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information or conceals for the purpose of misleading, information concerning any fact material thereto, commits a fraudulent insurance act, which is a crime. In NM, this activity subjects such person to criminal and civil penalties.
   


F70038
Page 8 of [9]
[(1/2013)]

 
 

 


[12.]     Statement of Owner (Continued)
By signing below, the Owner acknowledges the applicable statements mentioned above and agrees to the following:
I received a prospectus and have determined that the variable annuity applied for is not unsuitable for my investment objectives, financial situation, and financial needs. It is a long-term commitment to meet my financial needs and goals.
I understand that the Contract Value may increase or decrease depending on the investment results of the variable Investment Options, and that under the Base Contract there is no guaranteed minimum Contract Value.
If I selected any other options, any guarantees provided for those options are outlined in my Contract and prospectus.
To the best of my knowledge and belief, all statements and answers in this application are complete and true.
No representative is authorized to modify this agreement or waive any Allianz rights or requirements.

For information on current benefit features, restrictions or charges please review with your Registered Representative. The statement of additional information is available at [www.allianzlife.com].

   
Owner signature
Joint Owner signature
   
Signed at (City, State)
Signed date
   
Trust:_____________________________as trustee of the:______________________________   __________________
                 Trustee’s signature
         Trust name (printed)                                Signed date
   
Power-of Attorney:_____________________________by:______________________________   __________________
                Contract owner’s name
       Attorney-in-fact signature                          Signed date

Mailing information
Please call Allianz with any questions at [800.624.0197].



   
Mailing information
 
   
 
Applications that HAVE a check attached
 
Regular mail
Overnight, certified, or registered
 
Allianz Life Insurance Company of North America
Allianz Life Insurance Company of North America
NW 5989
NW 5989
PO Box 1450
1801 Parkview Drive
Minneapolis, MN 55485-5989
Shoreview, MN 55126
 
Applications that DO NOT HAVE a check attached
 
Regular mail
Overnight, certified, or registered
Allianz Life Insurance Company of North America
Allianz Life Insurance Company of North America
PO Box 561
5701 Golden Hills Drive
Minneapolis, MN 55440-0561
Golden Valley, MN 55416-1297
       


F70038
Page 9 of [9]
[(1/2013)]