EX-99.B5.C. 5 applicationf60000.htm APPLICATION FOR IND. VAR. ANNUITY CONTRACT-F60000 applicationf60000.htm

Allianz Life Insurance Company
of North America
[Allianz VisionSM] Variable Annuity Application
       
[DA____________________]
1.   Account registration
         
Ownership is   ■  Individual
■  Qualified plan
■  Custodian
■  Trust (Include the date of trust in the name.)
 
■  Charitable Trust
■  Other__________
   
Owner
         
Individual Owner first name
     
MI
 
Last name
Jr., Sr., III
               
[Missing Graphic Reference]
Non-individual owner name (Attach Non- Individual Ownership form or Qualified Plan Acknowledgement form if applicable.)

Social Security Number or Tax ID Number

Mailing address

City
   
State
ZIP code
 
Telephone number
             
Gender
■  Male
 
Date of birth (mm/dd/yyyy)
 
Are you a non-resident alien?
 
■  Female
       
■  Yes  (Attach W8 BEN)   ■  No
Joint Owner
       
First name
 
MI
Last name
   
Jr., Sr., III
             
Mailing address
       
           
City
   
State
 
ZIP code
 
Telephone number
             
Gender
 
Date of birth (mm/dd/yyyy)
 
Are you a non-resident alien?
■  Male
■  Female
     
■  Yes  (Attach W8 BEN)   ■  No
Relationship to Owner
     
Social Security Number
       
Annuitant (Complete if different from Owner.)
     
First name
 
MI
 
Last name
   
Jr., Sr., III
               
Mailing address
       
           
City
   
State
 
ZIP code
 
Telephone number
           
Street address (required if a P.O. Box was used for mailing address)
   
           
City
   
State
 
ZIP code
   
           
           
Gender
 
Social Security Number
Date of birth (mm/dd/yyyy)
Are you a non-resident alien?
■  Male
■  Female
       
■  Yes  (Attach W8 BEN)   ■  No
[Missing Graphic Reference]

 
F60000                                                                     Page 1 of [7]                                                                           (5/2011)

 
 

 

 
2.   Purchase Payment (This section must be completed.
 

Make check payable to Allianz.)
 
Source of purchase payment. Complete all that apply.
 

Nonqualified
Account Type(s) at prior carrier:_________________(e.g. 40sB, IRA, 401K, Etc.)
Qualified
 
Purchase Payment enclosed with application. (Include replacement forms if required)
 
Amount enclosed: $__________
This Contract will be funded by a 1035 exchange, tax qualified transfer/rollover, CD transfer, or mutual fund redemption. (Include replacement/ transfer forms if required.)
 
Expected amount: $__________
This Contract will be funded by funds not requested or facilitated by Allianz. (Include replacement forms if required.)
 
Expected amount: $__________

 
3.   Plan specifics (This section must be completed to indicate how this Contract should be issued.
 

Nonqualified: 
Qualified IRA:
■   IRA
■   Roth IRA
■   SEP IRA   ■   Roth conversion
(Contribution for tax year __________)
   
   
Qualified plans:   401
■   401 one person defined benefit
       
4.
Telephone authorization
             
             
■  Yes  By checking "yes," I am authorizing and directing Allianz to act on telephone or electronic instructions from the Registered
 
 
Representative and/or anyone authorized by him/her to transfer Contract Values among the Investment Options. If the box is not
 
 
checked, this authorization will be permitted for the Owner only. Allianz will use reasonable procedures to confirm that
 
 
these instructions are authorized as genuine. As long as these procedures are followed, Allianz and its affiliates and their directors,
 
 
trustees, officers, employees, representatives, and/or agents will be held harmless for any claim, liability, loss, or cost.
 
 
The electronic transaction privilege may be modified or terminated at the discretion of the company.
 
5.   Replacement (This section must be completed.)
       
Do you have existing life insurance or annuity contracts? . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
■  Yes
■  No
 
Will the annuity contract applied for replace or change existing contracts or policies?    . . . . .
■  Yes
■  No
 

If there is existing coverage, states that have adopted the NAIC Model Replacement Regulation or a variation of the Model, require that the replacement form be completed even if a replacement is not indicated. For a replacement in any state, attach the appropriate replacement form for the state in which the application is taken. The Registered Representative must also complete the Registered Representative section regarding replacement.

[6.  Contract options - Must select only one]

■  
Base Contract (No additional cost)

■  
Bonus Option1

■  
Short Withdrawal Charge Option1

■  
No Withdrawal Charge Option1

[7.  Optional death benefit]

■   Quarterly Value Death Benefit1


[1 Carries an additional charge]

F60000                                                                        Page 2 of [7]                                                                           (5/2011)

 
 

 

[8.  Other benefits - Must select only one]

■  
No Additional Benefit (No additional cost)

■  
Investment Protector1

Number of years to the initial Target Value Date ______
■  
Investment Plus1 (Complete Covered Person(s) information below.)

Number of years to the initial Protected Investment Date ______

■  
Income Protector1 (Complete Covered Person(s) information below.)

Covered Person(s) - Select one.

■    Single Lifetime Plus Payments or Lifetime Income Payments:

Name   __________________________________________________________________________________

This person is: (check one)
■  Owner
■  Joint Owner■  Annuitant, if owned by a non-individual
Date of birth ____/____/____
Gender:
■  Male
■  Female

Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that is being submitted.

■   Driver's license    ■   Certificate of birth    ■   Passport    ■   Other _______________________________

OR

■  
Joint Lifetime Plus Payments or Lifetime Income Payments:

First Covered Person's name__________________________________________________________________

Date of birth ____/____/____     Gender:     ■  Male     ■  Female

Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that is being submitted.

■   Driver's license    ■   Certificate of birth    ■   Passport    ■   Other _______________________________

This person is: (check one)■  Owner

■  
Joint Owner

■  
Annuitant, if owned by a non-individual

■  
Sole primary Beneficiary (qualified or non-individual, nonqualified)

■  
Sole contingent Beneficiary (401 qualified plan, custodial IRA)
Second Covered Person's name _______________________________________________________________

Date of birth ____/____/____     Gender:     ■  Male     ■  Female

Proof of age is required for all Covered Person(s). Identification must be a legible copy of a government recognized identification that includes the Covered Person(s) date of birth. Select the form of identification that is being submitted.

■   Driver's license    ■   Certificate of birth    ■   Passport    ■   Other _______________________________

This person is: (check one)■  Owner

■  
Joint Owner

■  
Annuitant, if owned by a non-individual

■  
Sole primary Beneficiary (qualified or non-individual, nonqualified)

■  
Sole contingent Beneficiary (401 qualified plan, custodial IRA)

By selecting the [Income Protector, Investment Protector, or Investment Plus], I acknowledge that my selections of Investment Options are restricted and that Allianz will reallocate my Contract Value in accordance with the asset allocation and transfer provisions in the Contract.

[1 Carries an additional charge]

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[9.]   Dollar cost averaging (Optional)

•  
Select a 6 month or 12 month DCA program only if you wish to participate in dollar cost averaging.

•  
100% of your initial Purchase Payment will be applied to the DCA Money Market Account.

•  
Your selections in the Investment Options section need to meet any restrictions for the benefit selected.
 ■ 6 month ■ 12 month

[10.]   Investment Option allocations

You may select up to [15] Investment Options. You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.

[Income Protector or Investment Plus]


Group C Investment Options

Fund of Funds

____% AZL FusionSM Moderate Fund
____% AZL FusionSM Balanced Fund
____% AZL ConservativeSM Balanced Fund
____% AZL® Growth Index Strategy Fund
____% AZL® Balanced Index Strategy Fund
____% Fidelity VIP FundsManager 50% Portfolio
____% Fidelity VIP FundsManager 60% Portfolio

High Yield Bonds

____% Franklin High Income Securities Fund
____% PIMCO VIT High Yield Portfolio

Intermediate-Term Bonds

____% PIMCO VIT Emerging Markets Bond Portfolio
____% PIMCO VIT Global Bond Portfolio (Unhedged)
____% PIMCO VIT Real Return Portfolio
____% PIMCO VIT Total Return Portfolio
____% Templeton Global Income Securities Fund
____% Franklin U.S. Government Fund
Cash Equivalent

____% AZL® Money Market Fund

Specialty

____% AZL® Van Kampen Equity and Income Fund
____% PIMCO VIT All Asset Portfolio
____% PIMCO VIT Global Multi-Asset Portfolio
____% BlackRock Global Allocation V.I. Fund
 
____% AZL® Franklin Templeton Founding Strategy Plus Fund
____% AZL® Gateway Fund


Total of _______% (must equal 100%)


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[10.]     Investment Option allocations (Continued)

You may select up to [15] Investment Options. You must make allocations in whole percentages (e.g. 33.3% or dollars are not permitted). Please see the current prospectus for Investment Option requirements.

[Investment Protector or No Additional Benefit]
       
Group A Investment Options
 
Small Cap
Specialty
____% AZL® Columbia Small Cap Value Fund
____% AZL® Schroder Emerging Markets Equity Fund
____% AZL® Franklin Small Cap Value Fund
____% AZL® Morgan Stanley Global Real Estate Fund
____% AZL® Turner Quantitative Small Cap Growth Fund
____% PIMCO VIT Commodity RealReturn Strategy Portfolio
____% AZL® Allianz AGIC Opportunity Fund
____% Franklin Income Securities Fund
____% AZL® Small Cap Stock Index Fund
_____% Franklin Templeton VIP Founding Funds Allocation Fund
 
Fund of Funds
 
____% AZL FusionSM Growth Fund
Group B Investment Options
 
Mid Cap
International Equity (continued)
____% AZL® Columbia Mid Cap Value Fund
____% Templeton Growth Securities Fund
____% AZL®  Morgan Stanley Mid Cap Growth Fund
____% PIMCO EqS Pathfinder Portfolio
____% Mid Cap Index Fund
Large Blend
Large Growth
____% AZL®  MFS Investors Trust Fund
____% AZL®  Dreyfus Equity Growth Fund
____% AZL®  J.P. Morgan U.S. Equity Fund
____% AZL®  BlackRock Capital Appreciation Fund
____% AZL®  S&P 500®  Index Fund
International Equity
Large Value
____% AZL®  Invesco International Equity Fund
____% AZL®  Davis NY Venture Fund
____% AZL®  International Fund
____% AZL®  Eaton Vance Large Cap Value Fund
____% AZL®  Morgan Stanley International Equity Fund
____% AZL®  Van Kampen Growth and Income Fund
 
____% Mutual Shares Securities Fund
Group X Investment Options
 
Fund of Funds
Specialty
____% AZL FusionSM Moderate Fund
____% AZL® Van Kampen Equity and Income Fund
____% AZL FusionSM Balanced Fund
____% BlackRock Global Allocation V.I. Fund
____% AZL FusionSM Conservative Fund
____% PIMCO VIT All Asset Portfolio
____% AZL®  Growth Index Strategy Fund
____% PIMCO VIT Global Multi-Asset Portfolio
____% AZL®  Balanced Index Strategy Fund
____% AZL® Franklin Templeton Founding Strategy Plus Fund
____% Fidelity VIP FundsManager 50% Portfolio
____% AZL® Gateway Fund
____% Fidelity VIP FundsManager 60% Portfolio
 
Group Y Investment Options
 
High-Yield Bonds
Intermediate-Term Bonds (continued)
____% Franklin High Income Securities Fund
____% Franklin U.S. Government Fund
____% PIMCO VIT High Yield Portfolio
____% PIMCO VIT Total Return Portfolio
Intermediate-Term Bonds
____% Templeton Global Bond Securities Fund
____% PIMCO VIT Emerging Markets Bond Portfolio
Cash Equivalent
____% PIMCO VIT Global Bond Portfolio (Unhedged)
____% AZL® Money Market Fund
____% PIMCO VIT Real Return Portfolio
 
   
       


Total of _______% (must equal 100%)

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[11.]     Beneficiary designation (If you need additional space, attach a complete list signed by Owner(s).)

 
■  Primary
 
Percentage
 
Social Security Number or Tax ID Number
 
 
■  Contingent
               
 
First name
   
MI
Last name
   
                 
 
Relationship
           
         
 
■  Primary
 
Percentage
 
Social Security Number or Tax ID Number
 
 
■  Contingent
               
 
First name
     
MI
 
Last name
   
         
                   
 
Relationship
           
         
 
■  Primary
 
Percentage
Social Security Number or Tax ID Number
 
 
■  Contingent
             
 
First name
   
MI
 
Last name
   
           
                 
 
Relationship
           
             
 
Non-individual Beneficiary information
         
     
 
If the Beneficiary is a qualified plan, custodian, trust, charitable trust or other non-individual please check the applicable
 
 
box and include the name above.
         
 
■ Qualified plan
■ Custodian  ■ Trust (Include the date of trust in the name.)
■ Charitable Trust
■ Other_______________
 
 
■  Primary
 
Percentage
Social Security Number or Tax ID Number
 
 
■  Contingent
             

[12.]     Registered Representative

By signing below, the Registered Representative certifies to the following:

I am FINRA registered and state licensed for variable annuity contracts in all required jurisdictions; and I provided the Owner(s) with the most current prospectus. To the best of my knowledge, the applicant: ■ DOESDOES NOT have existing life insurance policies or annuity contracts. To the best of my knowledge and belief, this application ■ DOESDOES NOT involve replacement of existing life insurance or annuities. If this is a replacement, include a copy of each disclosure statement and a list of companies involved.

         
Registered Representative’s signature
B/D Rep. ID
 
       
Registered Representative’s first and last name (please print)
 
Percent split
 
         
Registered Representative’s signature (split case)
B/D Rep. ID
 
       
Registered Representative’s first and last name (please print) (split case)
 
Percent split
 
         
Registered Representative’s signature (split case)
B/D Rep. ID
 
       
Registered Representative’s first and last name (please print) (split case)
 
Percent split
 
         
         
Registered Representative’s address
Registered Representative’s telephone number
 
       
Broker/dealer name (please print)
     
       
Authorized signature broker/dealer (if required)
     
 
Commission options (please check one)

 
■   A          ■   B           ■   C
 

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[13.]     Statement of applicant

The following states require applicants to read and acknowledge the statement for your state below.


Arkansas, District of Columbia, and Massachusetts: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or knowingly presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.
Colorado: It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance, and civil damages. Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policyholder or claimant for the purpose of defrauding or attempting to defraud the policyholder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado division of insurance within the department of regulatory agencies.
Kentucky, Maine, New Mexico, Ohio, Tennessee, and West Virginia: Any person who knowingly, and with intent to defraud any insurance company, submits an application or files a statement of claim containing any false, incomplete, or misleading information, commits a fraudulent insurance act, which is a crime, and may be subject to criminal prosecution and civil penalties. In ME and TN, additional penalties may include imprisonment, fines, or denial of insurance benefits.

Louisiana: Any person who knowingly and willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly and willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.
Oklahoma: WARNING: Any person who knowingly, and with intent to injure, defraud or deceive any insurer, makes any claim for the proceeds of an insurance policy containing any false, incomplete or misleading information is guilty of a felony.
Rhode Island: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or knowingly presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

By signing below, the Owner acknowledges the applicable statements mentioned above and agrees to the following:
I received a prospectus and have determined that the variable annuity applied for is not unsuitable for my investment objectives, financial situation, and financial needs. It is a long-term commitment to meet my financial needs and goals. I understand that the Contract
Value and variable Annuity Payments may increase or decrease depending on the investment results of the variable Investment Options, and that under the Base Contract there is no guaranteed minimum Contract Value or variable Annuity Payment. If I selected any additional options, any guarantees provided for those options are outlined in my Contract and prospectus. To the best of my knowledge and belief, all statements and answers in this application are complete and true. It is further agreed that these statements and answers will become a part of any Contract to be issued. No representative is authorized to modify this agreement or waive any Allianz rights or requirements.
For information on current benefit features, restrictions or charges please review with your Registered Representative.
■ Please send me a statement of additional information (Also available on the [SEC Web site, http://www.sec.gov])

Owner/Trustee/Authorized signer signature
Joint Owner/Trustee/Authorized signer signature
   
Signed at (City, State)
Date signed
   
[14.]     Home office use only

If Allianz Life Insurance Company of North America makes a change in this space in order to correct any apparent errors or omissions, it will be approved by acceptance of this Contract by the Owner(s); however, any material change must be accepted in writing by the Owner(s). Changes to this application that affect product, benefits, amount of insurance, or age require acceptance by Owner(s).

Please call Allianz with any questions at [800.624.0197].

     
Mailing information
     
           
   
Applications that HAVE a check attached
     
 
Regular mail
Overnight, certified, or registered
     
 
Allianz
Wells Fargo LBX Services
     
 
NW 5989
NW 5989 Allianz
     
 
PO Box 1450
1350 Energy Lane, Ste. 200
     
 
Minneapolis, MN 55485-5989
St. Paul, MN 55108-5254
     
   
Applications that DO NOT HAVE a check attached
     
 
Regular mail
Overnight, certified, or registered
     
 
Allianz
Allianz
     
 
PO Box 561
5701 Golden Hills Drive
     
 
Minneapolis, MN 55440-0561
Golden Valley, MN 55416-1297
     

F60000                                                                        Page 7 of [7]                                                                            (5/2011)