0001209191-23-044127.txt : 20230802
0001209191-23-044127.hdr.sgml : 20230802
20230802122127
ACCESSION NUMBER: 0001209191-23-044127
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20230802
DATE AS OF CHANGE: 20230802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON ALFRED F JR
CENTRAL INDEX KEY: 0001223992
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36613
FILM NUMBER: 231134511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP
CENTRAL INDEX KEY: 0000836147
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 341585111
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15985 E HIGH ST
STREET 2: P O BOX 35
CITY: MIDDLEFILED
STATE: OH
ZIP: 44062-9263
BUSINESS PHONE: 4406321666
MAIL ADDRESS:
STREET 1: 15985 EAST HIGH STREET
STREET 2: P O BOX 35
CITY: MIDDLEFIELD
STATE: OH
ZIP: 44062-9263
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0508
4/A
2022-03-01
2022-03-29
0
0000836147
MIDDLEFIELD BANC CORP
MBCN
0001223992
THOMPSON ALFRED F JR
15985 E. HIGH STREET
MIDDLEFIELD
OH
44302
0
1
0
0
EVP/Chief Credit Officer
0
Common Stock
2022-03-01
4
A
0
407
25.52
A
1865.795
D
Common Stock
2022-03-01
4
F
0
105
25.52
D
1760.795
D
Common Stock
326.516
D
Conditional Stock
24.80
2025-02-23
Common Stock
1713
1713
D
Conditional Stock
22.50
2024-02-23
Common Stock
453
453
D
Conditional Stock
26.09
2023-02-25
Common Stock
379
379
D
Acquisition represents the vesting of performance shares granted to the reporting person on March 1, 2019, which vested on the third anniversary of their grant date based upon the Company's total shareholder return.
Includes shares acquired under MBCN Dividend Reinvestment Plan.
Includes shares held jointly with spouse.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.
Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
Alfred F. Thompson, Jr. by Julie E. Shaw Power of Attorney
2023-08-02
EX-24
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes and appoints
James R. Heslop, II, Michael C. Ranttila , or Julie E. Shaw signing singly, the
undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Middlefield Banc Corp., Forms 3, 4, and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934 and the
rules thereunder:
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5
and timely file such form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is Middlefield Banc Corp. assuming, any of the undersigned's
responsibilities to comply with Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by Middlefield
Banc Corp., unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 21st day of March 2022.
/s/ Alfred F. Thompson, Jr.
Signature
Alfred F. Thompson, Jr.
_________________________________
Print Name
STATE OF
COUNTY OF
On this ___________ day of ____________, ______________, ________________
personally appeared before me, and acknowledged that s/he executed the foregoing
instrument for the purposes therein contained.
IN WITNESS WHEREOF, I have hereunto set my hand and official seal.
_________________________________
Notary Public
_________________________________
My Commission Expires: