0001209191-20-000053.txt : 20200102 0001209191-20-000053.hdr.sgml : 20200102 20200102095907 ACCESSION NUMBER: 0001209191-20-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESLOP JAMES R II CENTRAL INDEX KEY: 0001223983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36613 FILM NUMBER: 20500384 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP CENTRAL INDEX KEY: 0000836147 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 341585111 STATE OF INCORPORATION: OH BUSINESS ADDRESS: STREET 1: 15985 E HIGH ST STREET 2: P O BOX 35 CITY: MIDDLEFILED STATE: OH ZIP: 44062-9263 BUSINESS PHONE: 4406321666 MAIL ADDRESS: STREET 1: 15985 EAST HIGH STREET STREET 2: P O BOX 35 CITY: MIDDLEFIELD STATE: OH ZIP: 44062-9263 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-02 0 0000836147 MIDDLEFIELD BANC CORP MBCN 0001223983 HESLOP JAMES R II 15985 EAST HIGH STREET P. O. BOX 35 MIDDLEFIELD OH 44062 1 1 0 0 Exec. Vice President/COO Common Stock 2020-01-02 4 A 0 367 26.09 A 22878.835 D Common Stock (right to buy) 8.775 2012-05-09 2021-05-09 Common Stock 2000 2000 D Conditional Stock Award 19.3496 2020-07-20 Common Stock 1162 1162 D Conditional Stock Award 24.10 2021-05-22 Common Stock 2404 2404 D Conditional Stock Award 20.95 2022-03-01 Common Stock 2978 2978 D Shares acquired under Director Compensation program for members of the Board of Directors of The Middlefield Banking Company. Includes shares acquired under the MBCN Dividend Reinvestment Plan. The number of shares has been adjusted to reflect the 2-for-1 stock split effected as of November 8, 2019. The number of shares and the exercise price have been adjusted to reflect the 2-for-1 stock split effected as of November 8, 2019. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 25, 2018. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019. James R. Heslop, II 2020-01-02