0001209191-19-015362.txt : 20190304 0001209191-19-015362.hdr.sgml : 20190304 20190304141007 ACCESSION NUMBER: 0001209191-19-015362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESLOP JAMES R II CENTRAL INDEX KEY: 0001223983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36613 FILM NUMBER: 19653079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP CENTRAL INDEX KEY: 0000836147 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 341585111 STATE OF INCORPORATION: OH BUSINESS ADDRESS: STREET 1: 15985 E HIGH ST STREET 2: P O BOX 35 CITY: MIDDLEFILED STATE: OH ZIP: 44062-9263 BUSINESS PHONE: 4406321666 MAIL ADDRESS: STREET 1: 15985 EAST HIGH STREET STREET 2: P O BOX 35 CITY: MIDDLEFIELD STATE: OH ZIP: 44062-9263 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-01 0 0000836147 MIDDLEFIELD BANC CORP MBCN 0001223983 HESLOP JAMES R II 15985 EAST HIGH STREET P. O. BOX 35 MIDDLEFIELD OH 44062 1 1 0 0 Exec. Vice President/COO Common Stock 2019-03-01 4 A 0 835 41.90 A 10935.387 D Common Stock 2019-03-01 4 F 0 310 41.90 D 10625.387 D Common Stock (right to buy) 17.55 2012-05-09 2021-05-09 Common Stock 1200 1200 D Conditional Stock Award 38.6992 2020-07-20 Common Stock 581 581 D Conditional Stock Award 48.20 2021-05-22 Common Stock 1202 1202 D Conditional Stock Award 41.90 2019-03-01 4 A 0 1489 41.90 A 2022-03-01 Common Stock 1489 1489 D Shares acquired under the terms of a Conditional Stock Grant dated March 1, 2016. Includes shares acquired under MBCN Dividend Reinvestment Plan. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 25, 2018. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019. James R. Heslop, II 2019-03-04