0001209191-17-041646.txt : 20170623 0001209191-17-041646.hdr.sgml : 20170623 20170623162423 ACCESSION NUMBER: 0001209191-17-041646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170623 FILED AS OF DATE: 20170623 DATE AS OF CHANGE: 20170623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEFIELD BANC CORP CENTRAL INDEX KEY: 0000836147 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 341585111 STATE OF INCORPORATION: OH BUSINESS ADDRESS: STREET 1: 15985 E HIGH ST STREET 2: P O BOX 35 CITY: MIDDLEFILED STATE: OH ZIP: 44062-9263 BUSINESS PHONE: 4406321666 MAIL ADDRESS: STREET 1: 15985 EAST HIGH STREET STREET 2: P O BOX 35 CITY: MIDDLEFIELD STATE: OH ZIP: 44062-9263 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESLOP JAMES R II CENTRAL INDEX KEY: 0001223983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36613 FILM NUMBER: 17927837 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-23 0 0000836147 MIDDLEFIELD BANC CORP MBCN 0001223983 HESLOP JAMES R II 15985 EAST HIGH STREET P. O. BOX 35 MIDDLEFIELD OH 44062 1 1 0 0 Exec. Vice President/COO Common Stock 2017-06-23 4 M 0 300 23.00 A 8143.187 D Common Stock 572.844 I by children Common Stock (right to buy) 23.00 2009-11-10 2018-11-10 Common Stock 475 775 D Common Stock (right to buy) 17.55 2012-05-09 2021-05-09 Common Stock 1950 1950 D Conditional Stock Award 33.61 2018-06-22 Common Stock 628 628 D Conditional Stock Award 32.40 2019-03-01 Common Stock 668 668 D Includes shares acquired under the MBCN Dividend Reinvestment Plan. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016. James R. Heslop, II 2017-06-23