4 1 rjr4jan02.txt ------- FORM 4 ------- STATEMENT OF CHANGES OF BENEFICIAL OWNERSHIP ------------------------------------------------------------------ 1. Name and Address of Reporting Person Ross Financial Corporation P.O. Box 31363-SMB Cayman Islands, BWI ------------------------------------------------------------------ 2. Issuer Name and Ticker or Trading Symbol RJ Reynolds Tobacco Holding, Inc. RJR CUSIP# 76182K105 ------------------------------------------------------------------ 3. IRS or Social Security Number of Reporting Person (Voluntary) ------------------------------------------------------------------ 4. Statement for Month/Year JANUARY, 2002 ------------------------------------------------------------------ 5. If Amendment, Date of Original (Month/Day/Year)09/09/99 ------------------------------------------------------------------ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) 10% Owner ------------------------------------------------------------------ 7. Individual or Joint/Group Filing Individual ------------------------------------------------------------------ TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ----------------------------------------------------------------- 1. Title of Security COMMON STOCK, $0.01 PAR VALUE PER SHARE ------------------------------------------------------------------ 2-4 Transaction Date Transaction Securities Acquired(A) Price (Month/Day/Year) Code Amount Disposed(D) (per share) 01/03/02 S 16,100 D 57.5002 01/07/02 S 101,300 D 57.3821 01/08/02 S 186,000 D 58.1654 01/09/02 S 1,000 D 58.8491 01/11/02 S 125,000 D 58.9267 01/14/02 S 125,000 D 59.4703 01/15/02 S 125,000 D 60.1558 01/17/02 S 226,200 D 59.1145 01/18/02 S 50,100 D 59.3346 01/22/02 S 45,000 D 59.1491 01/23/02 S 125,000 D 59.2956 ------------------------------------------------------------------ Page 2 ------------------------------------------------------------------ 5. Amount of Securities Beneficially Owned at End of Month. 10,889,003 ------------------------------------------------------------------ 6. Ownership Form: Direct (D) or Indirect (I) Direct Ross Financial Corporation (D) ----------------------------------------------------------------- 7. Nature of Indirect Beneficial Ownership ----------------------------------------------------------------- TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED NONE. ----------------------------------------------------------------- Explanation of Responses: Ross Financial Corporation By: Kenneth B. Dart, Its President Dated: 08 February, 2002 ------------------------------------------------------------------