11-K 1 rjr11k123102.txt 11 K FOR THE PERIOD ENDED DECEMBER 31, 2002 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- FORM 11-K (Mark One) [ ] ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 OR [X] TRANSITION REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM DECEMBER 30, 2002 TO DECEMBER 31, 2002 COMMISSION FILE NUMBER: 1-6388 ----------- A. Full title of the plans and the address of the plans, if different from that of the issuer named below: R. J. REYNOLDS CAPITAL INVESTMENT PLAN SAVINGS AND INVESTMENT PLAN FOR EMPLOYEES OF R. J. REYNOLDS TOBACCO IN PUERTO RICO B. Name of issuer of the securities held pursuant to the plans and the address of its principal executive office: R.J. REYNOLDS TOBACCO HOLDINGS, INC. 401 NORTH MAIN STREET WINSTON-SALEM, NC 27102-2866 ================================================================================ REQUIRED INFORMATION 1. Not applicable. 2. Not applicable. 3. Not applicable. 4. The R. J. Reynolds Capital Investment Plan, referred to as the Capital Investment Plan, and the Savings and Investment Plan for Employees of R. J. Reynolds Tobacco in Puerto Rico, referred to as the Savings and Investment Plan, are subject to the requirements of the Employee Retirement Income Security Act of 1974, referred to as ERISA. A copy of the most recent audited financial statements and supplemental schedule, as required, of the Capital Investment Plan and the Savings and Investment Plan, prepared in accordance with the financial reporting requirements of ERISA, is attached as Exhibit 99.1 and Exhibit 99.2, respectively, to this report. Exhibits: 23.1 Consent of KPMG LLP. 99.1 Audited financial statements of the Capital Investment Plan for the period ended December 31, 2002 and year ended December 30, 2002. 99.2 Audited financial statements and supplemental schedule of the Savings and Investment Plan for the period ended December 31, 2002 and year ended December 30, 2002. SIGNATURE The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plans) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized. R. J. REYNOLDS CAPITAL INVESTMENT PLAN Date: June 13, 2003 /s/ McDara P. Folan, III -------------------------------------------- McDara P. Folan, III Secretary, RJR Employee Benefits Committee SAVINGS AND INVESTMENT PLAN FOR EMPLOYEES OF R. J. REYNOLDS TOBACCO IN PUERTO RICO Date: June 13, 2003 /s/ McDara P. Folan, III -------------------------------------------- McDara P. Folan, III Secretary, RJR Employee Benefits Committee EXHIBIT INDEX Exhibits 23.1 Consent of KPMG LLP. 99.1 Audited financial statements of the Capital Investment Plan for the period ended December 31, 2002 and year ended December 30, 2002. 99.2 Audited financial statements and supplemental schedule of the Savings and Investment Plan for the period ended December 31, 2002 and year ended December 30, 2002.