0001181431-12-023983.txt : 20120413
0001181431-12-023983.hdr.sgml : 20120413
20120413195446
ACCESSION NUMBER: 0001181431-12-023983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120412
FILED AS OF DATE: 20120413
DATE AS OF CHANGE: 20120413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCHER TIMOTHY
CENTRAL INDEX KEY: 0001343600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17157
FILM NUMBER: 12759707
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC
CENTRAL INDEX KEY: 0000836106
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770024666
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-943-9700
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rrd342152.xml
ARCHER FORM 4
X0305
4
2012-04-12
0
0000836106
NOVELLUS SYSTEMS INC
NVLS
0001343600
ARCHER TIMOTHY
4000 NORTH FIRST STREET
SAN JOSE
CA
95134
0
1
0
0
Chief Operating Officer
Common Stock
2012-04-12
4
S
0
19528
47.694
D
13706
D
Common Stock
2012-04-12
4
S
0
3198
48.256
D
10508
D
Common Stock
2012-04-12
4
M
0
37500
12.47
A
48008
D
Common Stock
2012-04-12
4
S
0
37500
47.545
D
10508
D
Common Stock
2012-04-12
4
M
0
50000
29.24
A
60508
D
Common Stock
2012-04-12
4
S
0
50000
47.355
D
10508
D
Common Stock
3758
I
By 401(k)
Common Stock
445
I
By Spouse
Stock Option (Right to Buy)
12.47
2012-04-12
4
M
0
37500
0.00
D
2018-12-18
Common Stock
37500
37500
D
Stock Option (Right to Buy)
29.24
2012-04-12
4
M
0
50000
0.00
D
2012-12-13
Common Stock
50000
0
D
Securities were sold pursuant to a 10b5-1 Trading Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.19 to $48.17, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.19 to $48.33, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.47 to $47.70, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.24 to $47.73, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
The indirect holdings by Mrs. Archer are estimated shares held in the Company 401(k) unitized stock fund. The balance is reported as of the last business day.
The grant vests in four annual equal installments beginning December 18, 2009.
The grant vests in four annual equal installments beginning December 13, 2003.
Timothy Archer by Jeff Alexander, Attorney-in-Fact
2012-04-13