0001181431-11-061225.txt : 20111220
0001181431-11-061225.hdr.sgml : 20111220
20111220060530
ACCESSION NUMBER: 0001181431-11-061225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111215
FILED AS OF DATE: 20111220
DATE AS OF CHANGE: 20111220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILL RICHARD
CENTRAL INDEX KEY: 0001185713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17157
FILM NUMBER: 111270665
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC
CENTRAL INDEX KEY: 0000836106
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770024666
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 N FIRST ST
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-943-9700
MAIL ADDRESS:
STREET 1: 4000 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rrd328685.xml
HILL FORM 4 (STEP 2) B
X0304
4
2011-12-15
0
0000836106
NOVELLUS SYSTEMS INC
NVLS
0001185713
HILL RICHARD
4000 NORTH FIRST STREET
SAN JOSE
CA
95134
1
1
0
0
CEO
Common Stock
2011-12-15
4
S
0
769
40.436
D
4529
I
By Spouse
Common Stock
2011-12-15
4
S
0
300
41.663
D
4229
I
By Spouse
Common Stock
2011-12-15
4
S
0
656
42.17
D
3573
I
By Spouse
Common Stock
2011-12-15
4
M
0
1088
12.47
A
4661
I
By Spouse
Common Stock
2011-12-15
4
S
0
788
40.41
D
3873
I
By Spouse
Common Stock
2011-12-15
4
S
0
300
41.713
D
3573
I
By Spouse
Common Stock
2011-12-15
4
M
0
600
23.93
A
4173
I
By Spouse
Common Stock
2011-12-15
4
S
0
600
40.457
D
3573
I
By Spouse
Common Stock
2011-12-15
4
M
0
5100
27.51
A
8673
I
By Spouse
Common Stock
2011-12-15
4
S
0
2400
40.408
D
6273
I
By Spouse
Common Stock
2011-12-15
4
S
0
2000
41.785
D
4273
I
By Spouse
Common Stock
2011-12-15
4
S
0
700
42.244
D
3573
I
By Spouse
Common Stock
2011-12-15
4
M
0
5510
29.24
A
9083
I
By Spouse
Common Stock
2011-12-15
4
S
0
2610
40.419
D
6473
I
By Spouse
Common Stock
2011-12-15
4
S
0
2600
41.854
D
3873
I
By Spouse
Common Stock
2011-12-15
4
S
0
300
42.30
D
3573
I
By Spouse
Common Stock
2011-12-15
4
M
0
2500
31.24
A
6073
I
By Spouse
Common Stock
156306
D
Common Stock
2582
I
By 401(k)
Common Stock
2284
I
By Spouse
Securities were sold pursuant to a 10b5-1 Trading Plan.
Amount reported includes shares subject to unvested Restricted Stock Awards.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.19 to $40.75, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.32 to $42.16, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.72, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.51 to $42.07, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.17 to $40.84, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.86, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $42.13, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.14 to $42.39, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.87, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.21 to $42.19, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.22 to $42.45, inclusive. The reporting person undertakes to provide to Novellus Systems, Inc., any security holder of Novellus Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The indirect holdings by Mr. Hill's 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
The indirect holdings by Mrs. Hill's 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
Richard Hill by Jeff Alexander, Attorney-in-Fact
2011-12-19