-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJTWtRH5lbGVb4M0+TNcFscDyD2aLAv3ZwBZUwsWAZPXsrmTMCm1zLsRMViqL2GU o2J76qKB2GpdtU9QYXQU0Q== 0001181431-09-057831.txt : 20091218 0001181431-09-057831.hdr.sgml : 20091218 20091218172132 ACCESSION NUMBER: 0001181431-09-057831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091216 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARCHER TIMOTHY CENTRAL INDEX KEY: 0001343600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 091250878 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd260267.xml NVLS FORM 4 ARCHER 20091216 X0303 4 2009-12-16 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001343600 ARCHER TIMOTHY 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Exec. VP, Sales & Marketing Common Stock 2009-12-16 4 F 0 1772 24.49 D 36102 D Common Stock 2009-12-17 4 S 0 3228 24.23 D 32874 D Common Stock 3109 I By 401(k) Common Stock 446 I By Spouse Securities were sold pursuant to a 10b5-1 plan dated 5/4/2009. Amount reported includes shares subject to unvested Restricted Stock Awards. The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day. The indirect holdings by Mrs. Archer are estimated shares held in the Company 401K unitized stock fund. The balance is reported as of the last business day. Timothy Archer 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----