-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EJirr4fVPlw+POd9dePw/Kixie24WDtfZUe38tvoYfYLU5efpcz5pWuHOl3GzzLW xWv/jVi8S9BCWkBu5Sr36Q== 0000836106-09-000004.txt : 20090324 0000836106-09-000004.hdr.sgml : 20090324 20090324181352 ACCESSION NUMBER: 0000836106-09-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090319 FILED AS OF DATE: 20090324 DATE AS OF CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LORD PATRICK J CENTRAL INDEX KEY: 0001343531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 09702288 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-03-19 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001343531 LORD PATRICK J 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 SR. VP Business Development Common Stock 39437 D Common Stock 2780 I By 401K Restricted Stock Unit 0 2009-03-19 4 A 0 10000 0 A 2012-12-18 Common Stock 10000 10000 D Amount of securities beneficially owned by reporting person. The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day. The Restricted Stock Unit represents a contingent right to receive one share of NVLS Common Stock. The grant vests in four annual equal installments beginning December 18, 2008. Patrick Lord 2009-03-24 -----END PRIVACY-ENHANCED MESSAGE-----