-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BgaU6gAuhx3L31X4izvyM/hGbj7V1+YddnKid4kL4TgIjjCfLw8rSZAGg2PvvB4+ 4YAVR20pJC8y1kSDT6pkvA== 0000836106-08-000040.txt : 20081222 0000836106-08-000040.hdr.sgml : 20081222 20081222200314 ACCESSION NUMBER: 0000836106-08-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080502 FILED AS OF DATE: 20081222 DATE AS OF CHANGE: 20081222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADDIEGO GINETTO CENTRAL INDEX KEY: 0001318062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 081265332 BUSINESS ADDRESS: BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-05-02 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001318062 ADDIEGO GINETTO 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP Business Operations Common Stock 2008-05-02 4 P 0 1 30.6 A 57982 D Common Stock 2008-05-05 4 P 0 120 22.42 A 58102 D Common Stock 2008-05-06 4 P 0 3800 22.45 A 61902 D Common Stock 698 I By 401K Restricted Stock Unit 0 2008-12-18 4 A 0 18000 0 A 2012-12-18 Common Stock 18000 18000 D Restricted Stock Unit 0 2008-12-18 4 A 0 12000 0 A 2012-03-12 Common Stock 12000 12000 D Non-Qualified Stock Option 12.47 2008-12-18 4 A 0 100000 12.47 A 2018-12-18 Common Stock 100000 100000 D Open Market purchase of non-derivative security. Represents the exact price at which the securities were purchased. The indirect holdings in the 401K are held in the Company's unitized stock fund. The balance is reported as of the last business day. Each Restricted Stock Unit represents a contingent right to receive one share of NVLS Common Stock. The grant vests in four annual equal installments beginning December 18, 2009. Subject to the reporting person's continued employment, the achievement measurement date will be 12/31/2011, and the vesting date will be 3/12/2012. This grant will vest only if the Company achieves compounded annual revenue growth over 7.5% for the three year period ended 12/31/2011. Represents the Company's closing stock price on date of grant. Ginetto Addiego 2008-12-22 -----END PRIVACY-ENHANCED MESSAGE-----