-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WrfvjXQsy5E+1mPfpk2chYk+hGwkeSFlIG/TYUZ20zOOOSDXzgJ6sQdX6p+yZHC9 SuZ9QfgUfvpjpL++qivMfQ== 0000836106-08-000028.txt : 20081217 0000836106-08-000028.hdr.sgml : 20081217 20081217175706 ACCESSION NUMBER: 0000836106-08-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081215 FILED AS OF DATE: 20081217 DATE AS OF CHANGE: 20081217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caulfield Thomas CENTRAL INDEX KEY: 0001342570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 081255967 BUSINESS ADDRESS: BUSINESS PHONE: (408)943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-12-15 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001342570 Caulfield Thomas 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP/Sales, Mktg & Cust Serv Common Stock 2008-12-15 4 M 0 1250 12.53 A 16250 D Common Stock 2008-12-15 4 F 0 446 12.53 D 15804 D Common Stock 247 I By 401K Represents securities that were converted to common stock through the vesting of a Restricted Stock Unit. Represents the Company's closing stock price on date of release. Shares were forfeited to cover tax obligation upon vesting of a Restricted Stock Unit. The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day. Thomas Caulfield 2008-12-17 -----END PRIVACY-ENHANCED MESSAGE-----