-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUyHL0GkBzVPZBlVcCHMuoRw3grRDMycOhofKDJkyNCQhxvwSebelxYiD7Bapuin 0d291G2FCSQyQTTX1hY8KQ== 0000836106-08-000020.txt : 20081104 0000836106-08-000020.hdr.sgml : 20081104 20081104195450 ACCESSION NUMBER: 0000836106-08-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caulfield Thomas CENTRAL INDEX KEY: 0001342570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 081162131 BUSINESS ADDRESS: BUSINESS PHONE: (408)943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-10-31 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001342570 Caulfield Thomas 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP/Sales, Mktg, CS Common Stock 2008-10-31 4 F 0 28600 15.8 D 51400 D Common Stock 2008-11-03 4 S 0 51400 15.8 D 0 D Common Stock 247 I By 401K Shares were forfeited to cover tax obligation upon vesting. Represents the Company's closing stock price on date of release. Represents the average stock price at which the securities sold. The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day. Thomas Caulfield 2008-11-04 -----END PRIVACY-ENHANCED MESSAGE-----