-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O84s4+cBgn69zBdQvZf+O6NGJAKGkxZIaKAD0csimmfLsDix/hDfYi4DAQNXyHmc fyqB0/jQlfnC95kbvMLuvw== 0000836106-08-000019.txt : 20081015 0000836106-08-000019.hdr.sgml : 20081015 20081015164745 ACCESSION NUMBER: 0000836106-08-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081014 FILED AS OF DATE: 20081015 DATE AS OF CHANGE: 20081015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENZING JEFFREY CENTRAL INDEX KEY: 0001185721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 081125500 BUSINESS ADDRESS: STREET 1: NOVELLUS SYSTEMS INC STREET 2: 4000 NORTH FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089439700 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-10-14 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001185721 BENZING JEFFREY 0 1 0 0 EVP/Chief Administrative Off Common Stock 2008-10-14 4 M 0 375 0 A 49943 D Common Stock 2008-10-14 4 F 0 134 15.68 D 49809 D Common Stock 16848 I By Spouse Common Stock 1532 I By 401K Restricted Stock Unit 0 2008-10-14 4 M 0 375 0 D 2008-10-14 2011-12-14 Common Stock 375 14250 D Represents derivative securities that were converted to common stock through the vesting of a restricted stock unit. Shares were forfeited to cover tax obligation upon vesting. Represents the Company's closing stock price on date of release. The indirect holdings by Mrs. Benzing include 926 estimated shares held in the Company's 401K unitized stock fund. This balance is reported as of the last business day. The remaining shares are held in common stock and unvested restricted stock awards. The indirect holdings in the 401K are held in the Company's unitized stock fund. The balance is reported as of the last business day. Jeffrey Benzing 2008-10-15 -----END PRIVACY-ENHANCED MESSAGE-----