-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fu6UVPNSCn3mhxId2b/quG3Ix5R+5piMXWhLLI7FE8YXMB268tNGjYYDg2xLzX1Q M2vCf/BpLBdIORNq3MgEFQ== 0000836106-07-000091.txt : 20071217 0000836106-07-000091.hdr.sgml : 20071217 20071217192703 ACCESSION NUMBER: 0000836106-07-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071217 DATE AS OF CHANGE: 20071217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HILL RICHARD CENTRAL INDEX KEY: 0001185713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 071311271 BUSINESS ADDRESS: STREET 1: NOVELLUS SYSTEMS INC STREET 2: 4000 NORTH FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089439700 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-13 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001185713 HILL RICHARD 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 Chief Executive Officer Non Qualified Stock Option 26.01 2007-12-14 4 A 0 100000 0 A 2017-12-14 Common Stock 100000 100000 D Non Qualified Stock Option 26.15 2007-12-13 4 A 0 2625 0 A 2017-12-13 Common Stock 2625 2625 I By Spouse Restricted Stock Unit 0 2007-12-14 4 A 0 35000 0 A Common Stock 35000 35000 D Restricted Stock Unit 0 2007-12-13 4 A 0 1500 0 A Common Stock 1500 1500 I By Spouse Restricted Stock Unit 0 2007-12-13 4 A 0 1000 0 A Common Stock 1000 1000 I By Spouse The grant vests in four annual equal installments beginning December 14, 2008. The grant vests in four annual equal installments beginning December 13, 2008. Subject to Mr. Hill's continued employment, one hundred percent (100%) of the shares will vest upon achievement of specific revenue targets. If the performance conditions are not met by the target date, shares will forfeit. Each restricted stock unit represents a contingent right to receive one share of NVLS common stock. Subject to Mrs. Hill's continued employment, fifty percent (50%) of the shares will vest in four annual equal installments beginning December 13, 2008. The remaining fifty percent (50%) of the shares will vest upon achievement of specific revenue targets. If the performance conditions are not met by the target date, shares will be forfeited. Richard Hill 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----