-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jw0yE1dTcAgMdxuaeS4l5leZu2sb96aqRnOmZnlWtt0YyX1mDMjHv22F3t4ysImC va4rI7MxszimH0y2HwVt9w== 0000836106-07-000090.txt : 20071217 0000836106-07-000090.hdr.sgml : 20071217 20071217184655 ACCESSION NUMBER: 0000836106-07-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071217 DATE AS OF CHANGE: 20071217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELLUS SYSTEMS INC CENTRAL INDEX KEY: 0000836106 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770024666 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 N FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-943-9700 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENZING JEFFREY CENTRAL INDEX KEY: 0001185721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17157 FILM NUMBER: 071311177 BUSINESS ADDRESS: STREET 1: NOVELLUS SYSTEMS INC STREET 2: 4000 NORTH FIRST ST CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089439700 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-13 0 0000836106 NOVELLUS SYSTEMS INC NVLS 0001185721 BENZING JEFFREY 4000 NORTH FIRST STREET SAN JOSE CA 95134 0 1 0 0 EVP/Chief Administrative Off. Non Qualified Stock Option 26.01 2007-12-14 4 A 0 50000 0 A 2017-12-14 Common Stock 50000 50000 D Non Qualified Stock Option 26.15 2007-12-13 4 A 0 1500 0 A 2017-12-13 Common Stock 1500 1500 I By Spouse Restricted Stock Unit 0 2007-12-14 4 A 0 18000 0 A Common Stock 18000 18000 D Restricted Stock Unit 0 2007-12-13 4 A 0 500 0 A Common Stock 500 500 I By Spouse The grant will vest at a rate of 1/48th per month beginning January 14, 2008 while in the role of Executive Vice President and Chief Administrative Officer. Shares that do not vest during this period will be forfeited. The grant vests in four annual equal installments beginning December 13, 2008. Each restricted stock unit represents a contingent right to receive one share of NVLS common stock. Subject to Mrs. Benzing's continued employment, fifty percent (50%) of the shares will vest in four annual equal installments beginning December 13, 2008. The remaining fifty percent (50%) of the shares will vest upon achievement of specific revenue targets by March 31, 2011. If the performance conditions are not met by the target date, shares will be forfeited. Jeffrey Benzing 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----