EX-1 3 schedule1.htm SCHEDULE 1 Schedule I - Information Relating to the Executive Officers and Directors of the TD Entities

SCHEDULE I

 

INFORMATION RELATING TO THE EXECUTIVE OFFICERS AND DIRECTORS OF THE TD ENTITIES

 

The following sets forth the name, title and present principal occupation of each executive officer and director of TDI.

 

TORONTO DOMINION INVESTMENTS LLC

 

EXECUTIVE OFFICERS

 

Name

(Citizenship)

 

Title Principal Occupation or Employment

Wong, Kristie

(U.S. Citizen)

Vice President & CFO

VP FINANCE TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Petrou, Christina

(U.S. Citizen)

Vice President & CCO

Senior Vice President

1 Vanderbilt Avenue

New York NY 10017

United States

 

Baldi, Frank

(U.S. Citizen)

Vice President

Managing Director of Global Counterparty

Credit TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Haraf, Nancy

(U.S. Citizen)

Vice President

Director - Finance, Group Manager TDS (US)

125 Park Avenue

New York NY 10017

United States

     

Win, Tracy

(U.S. Citizen)

Vice President

Managing Director - Global Counterparty

Credit TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Zeller, Robyn

(U.S. Citizen)

Vice President

Senior Vice President and Executive Managing

Director & Global Head

125 Park Avenue

New York NY 10017

United States

 

 

Executive Officers and Directors of TDH

The following sets forth the name, title and present principal occupation of each executive officer and director of TDH.

TORONTO DOMINION HOLDINGS (U.S.A.), INC.

 

EXECUTIVE OFFICERS AND DIRECTORS

 

 

Name

(Citizenship)

 

Title Principal Occupation or Employment

Gibson, Glenn

(Canadian Citizen)

Director, Executive Vice President and

Chief Executive Officer

Executive Vice President and Vice Chair, USA

Region Head and Global

1 Vanderbilt Avenue

New York NY 10017

United States

 

Doster, Robert

(U.S. Citizen)

Vice President

Vice President, US Region, Global Operations,

TD Securities

125 Park Avenue

New York NY 10017

United States

 

     

Wong, Kristie

(U.S. Citizen)

Director, Vice

President & CFO

Vice President, Finance

TD Securities

125 Park Avenue

New York NY 10017

United States

 

Weinman, Robert

(U.S. Citizen)

Director

Vice President & Chief Risk Officer, TDS

1 Vanderbilt Avenue

New York NY 10017

 

     

Mehra, Pradeep

(India Citizen)

Vice President

Managing Director, Corporate & Investment

Banking Credit, TD Securities (USA LLC)

125 Park Avenue

New York NY 10017

United States

 

Stroud, Peter

(U.S. Citizen)

 

 

 

Vice President

Director, TDS Operations (US)

125 Park Avenue

New York NY 10017

United States

 

Wieseneck, Larry

(U.S. Citizen)

Director

Executive Vice President, Vice Chair, Head of

Corporate & Investment Banking

1 Vanderbilt Avenue

New York NY 10017

 

Charney, Daniel

(U.S. Citizen)

Director

Executive Vice President, Vice Chair, Global

Markets

1 Vanderbilt Avenue

New York NY 10017

 

Zeller, Robyn

(U.S. Citizen)

Director, Vice President

Senior Vice President and Executive Managing

Director & Global Head

125 Park Avenue

New York NY 10017

United States

 

Haraf, Nancy

(U.S. Citizen)

Vice President

Director - Finance, Group Manager TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Petrou, Christina

(U.S. Citizen)

Director, Senior Vice President,

Chief Operating Officer

Senior Vice President, Chief Operating Officer

1 Vanderbilt Avenue

New York NY 10017

United States

 

Bosman, Dan

(U.S. Citizen)

Vice President, Chief Information Officer

Senior Vice President and Chief Information

Officer, TD Securities (USA) LLC

125 Park Avenue

New York NY 10017

United States

 

Baldi, Frank

(U.S. Citizen)

Vice President

Managing Director of Global Count Credit TDS

(US)

1 Vanderbilt Avenue

New York NY 10017

United States

 

Worchel, Cori

(U.S. Citizen)

Vice President

Managing Director - Global Counterparty

Credit TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Win, Tracy

(U.S. Citizen)

Vice President

Managing Director - Global Counterparty

Credit TDS (US)

125 Park Avenue

New York NY 10017

United States

     

 

Executive Officers and Directors of TD

The following sets forth the name, title and present principal occupation of each executive officer and director of TD.

THE TORONTO-DOMINION BANK

 

DIRECTORS

Name (Citizenship) Principal Occupation or Employment
Ayman Antoun
(Canadian and Egyptian Citizen)

Corporate Director, and former President, IBM Americas

(Oakville, Ontario, Canada)

Ana Arsov
(U.S. and Macedonian Citizen)
Corporate Director, and former Global Co-Head of Financial Institutions and Global Head of Private Credit, Moody’s Ratings (Greenwich, CT, USA)
Cherie L. Brant
(Canadian Citizen)

Partner, Borden Ladner Gervais LLP,

22 Adelaide St. West, Suite 3400,

Toronto, Ontario M5H 4E3

Elio Luongo
(Canadian and Italian Citizen)

Corporate Director, and former Chief Executive Officer and Senior Partner, KPMG Canada

(Burnaby, BC, Canada)

Alan N. MacGibbon
(Canadian Citizen)

Board Chair, The Toronto-Dominion Bank

(Mississauga, Ontario, Canada)

John B. MacIntyre
(Canadian Citizen)

Chairman, Birch Hill Equity Partners

(Toronto, Ontario, Canada)

Nathalie Palladitcheff
(Canadian and French Citizen)

Corporate Director, and former Chief Executive Officer, Ivanhoé Cambridge

(Montreal, Quebec, Canada)

Keith G. Martell
(Canadian Citizen)

Corporate Director, and former President & Chief Executive Officer, First Nations Bank of Canada

(Eagle Ridge, Saskatchewan, Canada)

Raymond Chun
(Canadian Citizen)

Group President and Chief Executive Officer,

The Toronto-Dominion Bank,

161 Bay Street,

Toronto, Ontario M5J 2T2,

Canada

S. Jane Rowe
(Canadian Citizen)

Corporate Director, and former Vice Chair, Investments,

Ontario Teachers’ Pension Plan Board,

160 Front St. W., Suite 3200,

Toronto, Ontario M5J 0G4

Nancy G. Tower
(Canadian Citizen)

Corporate Director, and former President & Chief Executive Officer, Tampa Electric Company,

1223 Lower Water Street,

Halifax, Nova Scotia B3J 3S8

Ajay K. Virmani
(Canadian Citizen)

President & CEO, Cargojet Inc.,

2281 North Sheridan Way,

Mississauga, Ontario L5K 2S3

Mary A. Winston
(U.S. Citizen)

Corporate Director, and former public-company Chief Financial Officer

(Charlotte, North Carolina, U.S.A.)

Paul Wirth
(U.S. Citizen)

Corporate Director, and former Deputy Chief Financial Officer, Global Controller and Chief Accounting Officer,

Morgan Stanley

(New Vernon, NJ, USA)

 

EXECUTIVE OFFICERS 

Name (Citizenship) Principal Occupation or Employment
Raymond Chun
(Canadian Citizen)

Group President and Chief Executive Officer,

TD Bank Group,

161 Bay Street, 35th Floor,

Toronto, Ontario M5J 2T2,

Canada

Ajai K. Bambawale
(Canadian Citizen)

Group Head and Chief Risk Officer,

TD Bank Group,

66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Melanie Burns
(Canadian Citizen)

Executive Vice President and Chief Human Resources Officer,

TD Bank Group,

66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Paul Clark
(Canadian Citizen)

Senior Executive Vice President, Wealth Management,

TD Bank Group,

161 Bay Street,

Toronto, Ontario M5J 2T2,

Canada

Barbara Hooper
(Canadian Citizen)

Group Head, Canadian Business Banking,

TD Bank, 66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Vlad Shpilsky
(US Citizen)

Head of Platforms and Technology and Chief Information Officer, TD Bank Group,

66 Wellington Street West,

Toronto, Ontario M5K 1A2,

Canada

Jane A. Langford
(Canadian Citizen)

Executive Vice President and General Counsel,

TD Bank Group,

66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Christine Morris
(Canadian Citizen)

Senior Executive Vice President, Transformation, Enablement and Customer Experience,

66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Sona Mehta
(Canadian Citizen)

Group Head, Canadian Personal Banking,

TD Bank Group,

66 Wellington Street West,

Toronto, Ontario M5K 1A2,

Canada

Michelle Myers
(Canadian Citizen)

Global Chief Auditor,

TD Bank Group,

66 Wellington Street West,

Toronto, Ontario M5K 1A2,

Canada

Leovigildo Salom
(U.S. Citizen)

Group Head, U.S. Retail and President and CEO,

TD Bank, America’s Most Convenient Bank®,

1701 Route 70 East, 2nd Floor,

Cherry Hill, Camden, NJ 08003

Kelvin Vi Luan Tran
(Canadian Citizen)

Group Head and Chief Financial Officer,

TD Bank,

66 Wellington St. W., 4th Floor,

Toronto, Ontario M5K 1A2,

Canada

Tim Wiggan
(Canadian Citizen)

President and CEO, TD Securities, Group Head, Wholesale Banking,

TD Bank Group,

161 Bay Street,

Toronto, Ontario M5J 2T2,

Canada