0001127602-12-030648.txt : 20121113
0001127602-12-030648.hdr.sgml : 20121112
20121113174104
ACCESSION NUMBER: 0001127602-12-030648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121109
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller William D
CENTRAL INDEX KEY: 0001355294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16393
FILM NUMBER: 121200132
MAIL ADDRESS:
STREET 1: 2101 CITY WEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BMC SOFTWARE INC
CENTRAL INDEX KEY: 0000835729
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 742126120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
BUSINESS PHONE: 7139188800
MAIL ADDRESS:
STREET 1: 2101 CITYWEST BLVD
CITY: HOUSTON
STATE: TX
ZIP: 77042-2827
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-09
0000835729
BMC SOFTWARE INC
BMC
0001355294
Miller William D
2101 CITYWEST BLVD.
HOUSTON
TX
77042
1
Sr VP-Pres Mainframe Svc Mgmt
Common Stock
2012-11-09
4
S
0
4590
39.82
D
74883
D
Common Stock
2012-11-12
4
A
0
19251
0
A
94134
D
Performance-based Market Stock Units
2012-11-12
4
A
0
17567
0
A
Common Stock
17567
17567
D
The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2012.
Award of time-based restricted stock units under BMC Software, Inc. 2007 Employee Incentive Plan. The time-based restricted stock units shall vest based on continuous employment, 1/3 per year over three years.
Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.
Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date; provided, that any unvested MSUs after two years rollover and are eligible to vest after three years.
Christopher C. Chaffin, Attorney-in-Fact for William D. Miller
2012-11-13