0001127602-11-020728.txt : 20110705 0001127602-11-020728.hdr.sgml : 20110704 20110705171207 ACCESSION NUMBER: 0001127602-11-020728 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110622 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEHNIA KIARASH CENTRAL INDEX KEY: 0001194202 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16393 FILM NUMBER: 11950494 MAIL ADDRESS: STREET 1: C/O MARIMBA, INC. 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BMC SOFTWARE INC CENTRAL INDEX KEY: 0000835729 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742126120 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 BUSINESS PHONE: 7139188800 MAIL ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2011-06-22 0 0000835729 BMC SOFTWARE INC BMC 0001194202 BEHNIA KIARASH 2101 CITYWEST BLVD. HOUSTON TX 77042 1 Sr VP and Chief Tech Officer Common Stock 116561.564 D Employee Stock Option (Right to Buy) 21.775 2012-06-12 Common Stock 7882 D Employee Stock Option (Right to Buy) 32.145 2013-06-15 Common Stock 29000 D Employee Stock Option (Right to Buy) 39.295 2014-06-06 Common Stock 20000 D Employee Stock Option (Right to Buy) 19.93 2015-08-04 Common Stock 9375 D Performance-based Market Stock Units Common Stock 10070 D Includes 97,333 unvested restricted stock units ("RSUs") previously awarded. The time-based RSUs vest based on continuous employment, 1/3 per year over three years from the respective grant date. Stock option grant under BMC Software, Inc. 1994 Employee Incentive Plan. Fully exercisable. Stock option grant from the BMC Software 2000 Employee Stock Incentive Plan. Stock option award under the BMC Software, Inc. 2007 Incentive Plan. Vests monthly from grant date of 6/6/2008. Unless earlier forfeited under the terms of the performance-based MSU award agreement, each performance-based MSU converts into up to 150% of one share of BMC common stock based upon performance vesting. One half of the performance-based MSUs will vest based upon performance over a two year period ending two years after the award date, and one half of the performance-based MSUs will vest based upon performance over a three year period ending three years after the award date. Each performance-based market stock unit (MSU) represents the right to receive, following vesting, up to 150% of one share of BMC common stock. The actual number of shares of BMC common stock acquired upon vesting of the performance-based MSUs can range from 0% to 150% of the number of MSUs awarded and is contingent upon the achievement of pre-established performance metrics, as approved by BMC's Compensation Committee. One half of the performance-based MSUs are subject to vesting two years after the award date, and one half are subject to vesting three years after the award date. Christopher C. Chaffin, Attorney-in-Fact for Kiarash Behnia 2011-07-05 EX-24 2 doc1.txt POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Chris C. Chaffin and Patrick Tagtow, and each of them, acting singly, as the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of BMC Software, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of BMC Software, Inc. (the "Company"), Form 144 in accordance with Rule 144 under the Securities Act of 1933 and the rules thereunder; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5 and 144 timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or Form 144 in accordance with Rule 144 under the Securities Act of 1933. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of June, 2011. s/Kia Behnia ------------------------ Signature