-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwH2L6K8ioIIXPzk9mR2FRqXNOezcmiPWNVdekf7jIvo9tpw5+28aT9DP8GgPXRY rO/3aHc2Yd3T/k6IQi28nA== 0000950129-99-001549.txt : 19990414 0000950129-99-001549.hdr.sgml : 19990414 ACCESSION NUMBER: 0000950129-99-001549 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990330 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BMC SOFTWARE INC CENTRAL INDEX KEY: 0000835729 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742126120 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-17136 FILM NUMBER: 99592716 BUSINESS ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 BUSINESS PHONE: 7139188800 MAIL ADDRESS: STREET 1: 2101 CITYWEST BLVD CITY: HOUSTON STATE: TX ZIP: 77042-2827 8-K 1 BMC SOFTWARE, INC. - DATED MARCH 30, 1999 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): MARCH 30, 1999 BMC SOFTWARE, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-17136 74-21226120 (State or other jurisdiction (Commission File Number) (I.R.S. Employer Identification No.) of incorporation or organization)
2101 CITYWEST BOULEVARD HOUSTON, TEXAS 77042-2827 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (713) 918-8800 ================================================================================ 2 Item 2. Acquisition or Disposition of Assets. Effective March 30, 1999, a wholly owned subsidiary of BMC Software, Inc., a Delaware corporation (the "Company"), was merged (the "Merger") with and into Boole and Babbage, Inc., a Delaware corporation ("Boole"), pursuant to an Agreement and Plan of Merger, dated October 31, 1998, between the Company and Boole (the "Merger Agreement"). The stockholders of Boole approved the Merger at a special meeting held on March 30, 1999. In the Merger, each issued and outstanding share of common stock of Boole, par value $.001 per share (the "Boole Common Stock") was converted into 0.675 of a share (the "Exchange Ratio") of Company common stock, par value $.01 per share (the "Company Common Stock"). The Exchange Ratio was fixed pursuant to the Merger Agreement and was determined through arm's length negotiations between the parties prior to the signing of the Merger Agreement on October 31, 1998. According to Boston EquiServe, the Company's transfer agent and registrar, approximately 19,117,440 shares of Company Common Stock are to be issued to the former stockholders of Boole in the Merger. The Boole stockholders will receive cash in lieu of any fractional share of Company Common Stock. The Merger was accounted for as a pooling-of-interests. A description of the closing of the Merger is contained in the March 30, 1999 press release of the Company, which is filed herewith as Exhibit 99.1 and incorporated herein by reference. The Merger Agreement is incorporated herein by reference to Annex A of the Proxy Statement/Prospectus contained in Amendment No. 3 to the Company's Registration Statement on Form S-4 (File No. 333-67263), filed with the Securities and Exchange Commission (the "Commission") on February 24, 1999 and declared effective by the Commission on February 25, 1999 (the "Registration Statement"). A description of the Merger, including additional information requested pursuant to Item 2 of Form 8-K, are contained in the Registration Statement, the text of which is incorporated herein by reference. Item 7. Financial Statements and Exhibits. (a) Financial Statements of Business Acquired It is impracticable for the Company to file herewith the required financial statements in this Current Report on Form 8-K. The required financial statements will be filed by amendment as soon as practicable, but not later than 60 days after the date this Current Report on Form 8-K is required to be filed. (b) Pro Forma Financial Information It is impracticable for the Company to file herewith the required pro forma financial information in this Current Report on Form 8-K. The required pro forma financial information will be filed by amendment as soon as practicable, but not later than 60 days after the date this Current Report on Form 8-K is required to be filed. 3 (c) Exhibits The following Exhibits are filed as part of this report: 2.1 Agreement and Plan of Reorganization, dated as of October 31, 1998, between the Company and Boole (included as Annex A of the Proxy Statement/Prospectus contained in the Company's Registration Statement) 99.1 Press release, dated March 30, 1999. 4 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BMC SOFTWARE, INC. Date: April 13, 1999 By: /s/ M. Brinkley Morse ------------------------------------- Name: M. Brinkley Morse Title: Senior Vice President 5 EXHIBIT INDEX Exhibit Number Description 2.1 Agreement and Plan of Reorganization, dated as of October 31, 1998, between the Company and Boole (included as Annex A of the Proxy Statement/Prospectus contained in the Company's Registration Statement) 99.1 Press release, dated March 30, 1999.
EX-99.1 2 PRESS RELEASE - DATED MARCH 30, 1999 1 BMC SOFTWARE COMPLETES MERGER WITH BOOLE & BABBAGE Company Raises the Bar for Application Service Assurance; Announces First Integrated Product HOUSTON, TX -- (March 30, 1999) -- BMC Software (Nasdaq: BMCS), today completed its merger with Boole & Babbage, Inc. As part of the merger agreement, Boole & Babbage shareholders receive .675 BMC Software shares for each Boole & Babbage share held. Together with the recent announcement to acquire New Dimension Software, the company creates a new era for enterprise management providing customers around the world with the assurance that the business-critical applications they rely on are available, recoverable and perform around the clock. "The completion of the merger firmly establishes BMC Software as the powerhouse and undisputed leader in application service level management in the enterprise. We have the right technology and solutions - built for the explosive demand for application management - the right talent, and the right strategy for our customers who are reinventing industries and leading the way into the new millennium. BMC Software is out in front and sets the standard for the new era of enterprise management," said Max Watson, chairman, president and chief executive officer of BMC Software. "We have been greatly impressed with the high degree of competence, technical depth and professionalism at Boole & Babbage. Our combined talents will provide us the ability to more quickly deliver solutions to the market." FIRST INTEGRATED PRODUCT AND PRODUCT ROADMAP PREVIEW Delivering on its integration commitment, as the first step in integrating the product lines, BMC Software also announced today the general availability of the COMMAND/POST connect PATROL product which delivers rapidly configured, seamless integration between its suite of PATROL management products, the industry leader in event automation, and COMMAND/POST, the best-of- breed enterprise management console. COMMAND/POST connect PATROL extends the management capabilities of COMMAND/POST to encompass the broad range of applications, databases, messaging and middleware systems, and Internet and Intranet servers managed today by PATROL products. It enables PATROL users to manage their entire enterprise from the COMMAND/POST enterprise management console, improving responsiveness and eliminating redundant problem assignment by providing a consolidated view of the entire IT enterprise. (see separate release) In late April, as part of its fiscal year kickoff during which the company will outline its strategic imperatives for the coming year, BMC Software will announce a detailed plan on the integration of the Boole & Babbage team and its family of products. The company plans to roll out integration milestones throughout the year. The combination of the companies' product lines provides customers: 2 o Reduced management complexity by providing tailored infrastructure, application and, ultimately, business process views across the distributed enterprise for service level management. o Enhanced interoperability through synergistic product capabilities, alignment, functionality and integration. o Superior customer service via an enhanced global distribution and support network. o Additional technology innovation through the combined company's extensive expertise and talent pool. As the two companies are assimilated, BMC Software will work with its customers to consolidate pricing and terms and conditions to simplify them, therefore making it even easier to do business with BMC Software. At this time, the company does not foresee the need for any significant changes in Boole & Babbage prices. BMC Software exchanged approximately 19 million shares of common stock for all outstanding shares of Boole & Babbage. The transaction will be accounted for as a pooling of interests. With the completion of the Boole & Babbage transaction, BMC Software now employs approximately 4,400 people in 26 countries and has combined revenues during the last 12 months of approximately $1.2 billion. ABOUT BMC SOFTWARE BMC Software, Inc. is the industry leader in delivering application service assurance solutions - enterprise-level software and support that improves the availability, performance and recovery of critical applications and data in complex computing environments. BMC Software is the world's 12th largest independent software vendor and an S&P 500 company, with calendar 1998 revenues exceeding $1.2 billion. The company is headquartered in Houston, Texas, with offices worldwide. For more information, please call 800 841-2031 or 713 918-8800. This news release contains both historical information and forward-looking information. For example, statements in this discussion regarding BMC Software's future financial and operating results, the development of and anticipated markets for BMC Software's products, BMC Software's operating strategies, anticipated acquisition benefits and other statements that are not statements of historical fact are forward looking statements. Actual results could differ materially from any expectation, estimate or projection conveyed by these statements and there can be no assurance that any such expectation, estimate or projection will be met. Numerous important factors, risks and uncertainties affect BMC Software's operating results and could cause actual results to differ from the results implied by these or any other forward looking statements. These factors include, but are not limited to, the following: 1) BMC Software's revenues and earnings are subject to a number of factors, including the significant percentage of quarterly sales typically closed at the end of each quarter, that make estimation of operating results prior to the end of a quarter extremely uncertain; 2) competition for BMC Software's products is increasing for both the distributed systems and the mainframe database utility products; 3) international results have been volatile over the last two years; 4) BMC Software continues to increasingly depend on large enterprise license transactions as an integral part of its core mainframe and distributed systems businesses; 5) the uncertainties of whether new software products and product strategies will be successful; 6) the high degree of difficulty of integrating different software products and technologies and the general risks associated with mergers of high technology companies, including the potential loss of key personnel and cultural conflicts; and 7) the additional risks and important factors described in the companies' Annual Report to Stockholders on Forms 10-K and 10-Q and other filings with the SEC.
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