0001654954-23-009907.txt : 20230801 0001654954-23-009907.hdr.sgml : 20230801 20230801080733 ACCESSION NUMBER: 0001654954-23-009907 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAGEO PLC CENTRAL INDEX KEY: 0000835403 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10691 FILM NUMBER: 231129715 BUSINESS ADDRESS: STREET 1: 16 GREAT MARLBOROUGH STREET CITY: LONDON STATE: X0 ZIP: W1F 7HS BUSINESS PHONE: 020 7947 9100 MAIL ADDRESS: STREET 1: 16 GREAT MARLBOROUGH STREET CITY: LONDON STATE: X0 ZIP: W1F 7HS FORMER COMPANY: FORMER CONFORMED NAME: GRAND METROPOLITAN PUBLIC LIMITED CO DATE OF NAME CHANGE: 19971218 6-K 1 diageoplc-batchfilingjuly.htm BATCH FILING diageoplc-batchfilingjuly

 
UNITED STATES
ECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
 
For the month of July 2023
 
Commission File Number:  001-10691
 
DIAGEO plc
(Translation of registrant’s name into English)
 
 
16 Great Marlborough Street, London, United Kingdom, W1F 7HS  
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
 
Form 20-F   X                                                                  Form 40-F  
 
 
 
 
 
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
(01 – 31 July 2023)
 
 
Information
 
Public Announcements/Press
Required by/when
 
The Stock Exchange, London
 
 
Announcement
Total Voting Rights
03 July 2023
 
Announcement
Block listing Interim Review
03 July 2023
Announcement 
Director/PDMR Shareholding 
10 July 2023
 
Announcement 
Director/PDMR Shareholding 
10 July 2023
 
 
 
 
 
 
 
 
 
 
 
 
 
Diageo PLC – Total Voting Rights
Dated 03 July 2023
 
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Total Voting Rights and Capital
 
In conformity with Paragraph 5.6.1R of the Disclosure Guidelines and Transparency Rules and Article 15 of the Transparency Directive, Diageo plc (the "Company") would like to notify the market of the following:
 
The Company's issued capital as at 30 June 2023 consisted of 2,459,843,065 Ordinary Shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 212,818,959 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.
 
Therefore, the total number of voting rights in the Company was 2,247,024,106 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.
 
James Edmunds
Deputy Company Secretary
 
3 July 2023
 
 
 
 
 
 
 
 
Diageo PLC – Block listing Interim Review
Dated 03 July 2023
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
BLOCK LISTING SIX MONTHLY RETURN
 
Date: 3 July 2023
 
Name of applicant:
 
Diageo plc
 
Name of scheme:
 
Diageo plc Associated Companies Share Incentive Plan
 
Period of return:
 
From:
 
1 January 2023
 
To:
 
30 June 2023
 
Balance of unallotted securities under scheme(s) from previous return:
 
236,441
 
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
0
 
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 
330
 
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 
236,111
 
Name of contact:
 
James Edmunds, Deputy Company Secretary
 
Telephone number of contact:
 
+44 (0)20 7947 9100
 
 
 
 
 
Name of applicant:
 
Diageo plc
 
Name of scheme:
 
Diageo 2014 Long Term Incentive Plan
 
Period of return:
 
From:
 
1 January 2023
 
To:
 
30 June 2023
 
Balance of unallotted securities under scheme(s) from previous return:
 
46,044
 
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
0
 
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 
1,014
 
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 
45,030
 
Name of contact:
 
James Edmunds, Deputy Company Secretary
 
Telephone number of contact:
 
+44 (0)20 7947 9100
 
 
 
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 10 July 2023
 
 
 
 
 
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 10 July 2023, Javier Ferrán purchased shares under an arrangement with the Company.
 
The notification below, which has been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.
 
James Edmunds
Deputy Company Secretary
 
10 July 2023
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Javier Ferrán
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Chairman
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
Share purchase under an arrangement with the Company
 
c)
 
Price(s) and volume(s)
 
 Price(s)
 
 Volume(s)
 
£32.83
 
 252
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
London Stock Exchange (XLON)
 
 
 
 
 
 
 
Diageo PLC – Director/PDMR Shareholding
Dated 10 July 2023
 
 
 
 
Diageo plc
LEI: 213800ZVIELEA55JMJ32
 
Director/PDMR Shareholding
 
On 10 July 2023, the following transactions took place in relation to the Diageo 2001 Share Incentive Plan:
 
1.   purchase of partnership shares using deductions from salary; and
2.   award of one matching share for every two partnership shares purchased.
 
The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provide further details.
 
James Edmunds
Deputy Company Secretary
 
10 July 2023
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Ewan Andrew
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
4
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1.  London Stock Exchange (XLON)
2.  Outside a trading venue 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Lavanya Chandrashekar
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Chief Financial Officer
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
4
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1.  London Stock Exchange (XLON)
2.  Outside a trading venue 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Cristina Diezhandino
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
5
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1. London Stock Exchange (XLON)
2. Outside a trading venue 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Daniel Mobley
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
4
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1.  London Stock Exchange (XLON)
2.  Outside a trading venue 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Dayalan Nayager
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
5
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1.  London Stock Exchange (XLON)
2.  Outside a trading venue 
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Louise Prashad 
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.     Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.     Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
5
 
2.
 
Nil
 
3
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1. London Stock Exchange (XLON)
2. Outside a trading venue 
 
 
 
 
1.
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
 
Name
 
Tom Shropshire
 
2.
 
Reason for the notification
 
a)
 
Position / status
 
Member of the Executive Committee
 
b)
 
Initial notification / amendment
 
Initial notification
 
3.
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
Name
 
Diageo plc
 
b)
 
LEI
 
213800ZVIELEA55JMJ32
 
4.
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument
 
Identification code
 
Ordinary shares of 28 101/108 pence
 
GB0002374006
 
b)
 
Nature of the transaction
 
1.  Purchase of partnership shares under the Diageo 2001 Share Incentive Plan
2.  Award of matching shares under the Diageo 2001 Share Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 Price(s)
 
Volume(s)
 
1.
 
£32.82
 
4
 
2.
 
Nil
 
2
 
d)
 
Aggregated information 
 
- Aggregated volume
 
- Price
 
N/A
 
e)
 
Date of transaction
 
2023-07-10
 
f)
 
Place of transaction
 
1. London Stock Exchange (XLON)
2. Outside a trading venue 
 
 
 
 
 
 
 
 
SIGNATURE
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Diageo plc
 
 
(Registrant)
 
 
 
Date: 01 August 2023
 
 
 
 
 
By:___/s/ James Edmunds
 
 
 
 
James Edmunds
 
 
Deputy Company Secretary