-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VS2grtepifolnvMI2WjWsx7CpQ5M2D6g1kqklPgruAzjyOkzLf0SxWqE+67VAfBz e9nKUaPtxY93NT1zpsU9kg== 0001314458-07-000001.txt : 20070208 0001314458-07-000001.hdr.sgml : 20070208 20070208124504 ACCESSION NUMBER: 0001314458-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070207 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hillebrand James A CENTRAL INDEX KEY: 0001314458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 07591381 BUSINESS ADDRESS: BUSINESS PHONE: 502-228-8424 MAIL ADDRESS: STREET 1: 3116 CRESTMOOR CT. CITY: PROSPECT STATE: KY ZIP: 40059 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-07 0000835324 S Y BANCORP INC SYBT 0001314458 Hillebrand James A 3116 CRESTMOOR COURT PROSPECT KY 40059 0 1 0 0 Executive Vice President Common Stock 2007-02-07 4 M 0 2310 11.3989 A 11587 D Common Stock 2007-02-07 4 M 0 2520 10.00 A 14107 D Common Stock 2007-02-07 4 M 0 3570 9.8238 A 17677 D Common Stock 2007-02-07 4 M 0 1512 18.619 A 1512 I Wife Common Stock 2007-02-07 4 M 0 1680 20.1714 A 3192 I Wife Common Stock 4428.9276 I by ESOP/401k-fbo James Hillebrand Common Stock 2532.4714 I by ESOP/401k-fbo Lynn HIllebrand Option (Right to Buy) 24.0667 2007-01-17 2016-01-17 Common Stock 9450 9450 D Option (Right to Buy) 11.3989 2007-02-07 4 M 0 2310 11.3989 D 2000-04-20 2009-04-20 Common Stock 2310 0 D Option (Right to Buy) 10.00 2007-02-07 4 M 0 2520 10.00 D 2001-01-07 2010-01-07 Common Stock 2520 0 D Option (Right to Buy) 9.8238 2007-02-07 4 M 0 3570 9.8238 D 2001-12-21 2010-12-21 Common Stock 3570 0 D Option (Right to Buy) 16.00 2002-12-27 2011-12-27 Common Stock 2940 2940 D Option (Right to Buy) 18.619 2003-12-17 2012-12-17 Common Stock 3150 3150 D Option (Right to Buy) 20.1714 2004-12-16 2013-12-16 Common Stock 3150 3150 D Option (Right to Buy) 22.8095 2005-12-14 2014-12-14 Common Stock 6300 6300 D Option (Right to Buy) 18.619 2007-02-07 4 M 0 1512 18.619 D 2003-12-17 2012-12-17 Common Stock 1512 0 I Wife Option (Right to Buy) 20.1714 2007-02-07 4 M 0 1680 20.1714 D 2004-12-16 2013-12-16 Common Stock 1680 0 I Wife These options vest 20% per year //James A. Hillebrand 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----