-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWo9RLZvvTPD2OxZBvCyXZJXF1V6GXpElUYKLGtY1NDUMdwSahEcKrGOdHRnQxIw NWNeJ8xGDaI0gQQuHfduig== 0001193421-04-000013.txt : 20040927 0001193421-04-000013.hdr.sgml : 20040927 20040927130003 ACCESSION NUMBER: 0001193421-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040923 FILED AS OF DATE: 20040927 DATE AS OF CHANGE: 20040927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON NICHOLAS X CENTRAL INDEX KEY: 0001193303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 041046613 BUSINESS ADDRESS: STREET 1: 100 FRANK E. STREET 2: SIMON AVE. CITY: SHEPHERDSVILLE STATE: KY ZIP: 40059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-23 0000835324 S Y BANCORP INC SYI 0001193303 SIMON NICHOLAS X 100 FRANK E. SIMON AVE. SHEPHERDSVILLE KY 40165 1 0 0 0 Common Stock 5600 D Common Stock 2004-09-23 4 P 0 39.181 22.97 A 1832.777 I Trust-Directors Deferred Comp Plan Common Stock 21500 I By Publishers Printing Co., LLC Option (Right to Buy) 16.80 2002-12-27 2011-12-27 Common Stock 400 1200 D Option (Right to Buy) 21.26 2005-04-21 2014-04-21 Common Stock 1000 1000 D These options vest 20% per year beginning 12/27/2002 These options vest 20% per year beginning 4/21/2005 //Nicholas X. Simon 2004-09-23 -----END PRIVACY-ENHANCED MESSAGE-----