-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PMM7pnIrNE/W4uwWkgcfZZDoKUQwChHQHIsyVyvIvwhoRj8UIABXSlGU4bfJt8Gu SFhQ1vgFzlDdf5hujkXi2A== 0001193296-04-000001.txt : 20040204 0001193296-04-000001.hdr.sgml : 20040204 20040204154155 ACCESSION NUMBER: 0001193296-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040203 FILED AS OF DATE: 20040204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEINTZMAN DAVID P CENTRAL INDEX KEY: 0001193296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 04566762 BUSINESS ADDRESS: STREET 1: 3019 POPPY WAY CITY: LOUISVILLE STATE: KY ZIP: 40059 MAIL ADDRESS: STREET 1: 3019 POPPY WAY CITY: LOUISVILLE STATE: KY ZIP: 40206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-03 0000835324 S Y BANCORP INC SYI 0001193296 HEINTZMAN DAVID P 3019 POPPY WAY LOUISVILLE KY 40206 1 1 0 0 President Common Stock 2004-02-03 4 P 0 15.019 20.56 A 42282.8999 D 9,992.7376 shares held in ESOP Indirectly. 2,887.2720 shares held in 401k Indirectly. 5,738 shares held by Wife Indirectly. Derivative Securities: 5,920 ISO @ 3,2105, 52,400 ISO @ 3.625, 8,000 ISO @ 7.25, 4,000 ISO @ 10.25, 12,800 ISO @ 11.9688, 4,400 ISO @ 11.9688, 19,800 ISO @ 10.50, 26,000 ISO @ 10.315, 20,000 ISO @ 16.80, 15,800 ISO @ 19.55 15,000 ISO @21.18 held Directly. //David P. Heintzman 2004-02-04 -----END PRIVACY-ENHANCED MESSAGE-----