-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dd0JiVS6wHUCD7qSjdEYpLYy6Nw49CE6lOFfZlXz8YgyueKyNqZ156aCqAjU8GX6 BLLdXI0tsSNVilCD7eYf8A== 0001193287-04-000015.txt : 20040728 0001193287-04-000015.hdr.sgml : 20040728 20040728164248 ACCESSION NUMBER: 0001193287-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20040728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID H CENTRAL INDEX KEY: 0001193287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 04936476 BUSINESS ADDRESS: STREET 1: 4010 FOX MEADOW WAY CITY: PROSPECT STATE: KY ZIP: 40059 MAIL ADDRESS: STREET 1: 4010 FOX MEADOW WAY CITY: PROSPECT STATE: KY ZIP: 40059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0000835324 S Y BANCORP INC SYI 0001193287 BROOKS DAVID H 4010 FOX MEADOW WAY PROSPECT KY 40059 1 1 0 0 Chairman & CEO Common Stock 2004-07-27 4 S 0 100 22.00 D 52110 D Common Stock 2004-07-28 4 S 0 300 21.88 D 51810 D Common Stock 2004-07-28 4 S 0 600 21.87 D 51210 D Common Stock 2004-07-28 4 S 0 1000 21.89 D 50210 D Common Stock 2004-07-28 4 S 0 100 21.85 D 50110 D Common Stock 2004-07-28 4 S 0 1100 21.80 D 49010 D Common Stock 2004-07-28 4 S 0 700 21.76 D 48210 D Common Stock 3554.45 I by 401k-fbo David Brooks Common Stock 45656 I By Spouse Common Stock 2004-07-23 4 P 0 10.268 21.79 A 1064.237 I Trust-Directors Deferred Comp Plan Common Stock 15162.2457 I by ESOP-fbo David Brooks Option (Right to Buy) .4308 1984-07-01 2014-01-01 Common Stock 4000 4000 D Option (Right to Buy) 10.50 1999-07-12 2009-01-12 Common Stock 6000 7478 D Option (Right to Buy) 10.315 2001-06-21 2010-12-21 Common Stock 32000 32000 D Option (Right to Buy) 16.80 2002-06-27 2011-12-27 Common Stock 24000 24000 D Option (Right to Buy) 19.55 2003-06-17 2012-12-17 Common Stock 18600 18600 D Option (Right to Buy) 21.18 2004-06-16 2013-12-16 Common Stock 16700 16700 D //David H. Brooks 2004-07-28 -----END PRIVACY-ENHANCED MESSAGE-----