-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VuSHLkBqayrhZM4eDonbtrKl53d+l7BSRRFQFfZ1xO5Ye8gpfYZb8J8PVqHiugF8 YXPDPiuWp2EepA8TiEAEgA== 0001193287-03-000030.txt : 20031229 0001193287-03-000030.hdr.sgml : 20031225 20031229154537 ACCESSION NUMBER: 0001193287-03-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031229 FILED AS OF DATE: 20031229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID H CENTRAL INDEX KEY: 0001193287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 031075552 BUSINESS ADDRESS: STREET 1: 4010 FOX MEADOW WAY CITY: PROSPECT STATE: KY ZIP: 40059 MAIL ADDRESS: STREET 1: 4010 FOX MEADOW WAY CITY: PROSPECT STATE: KY ZIP: 40059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-29 0000835324 S Y BANCORP INC SYI 0001193287 BROOKS DAVID H 4010 FOX MEADOW WAY PROSPECT KY 40059 1100Chairman & CEOCommon Stock2003-12-294P021.50320.82A957.521ITrustShares held in Trust in the directors deferred comp plan28,334 shares held Directly. Derivative securities: 4,000 RSO @ .4308, 19,400 ISO @ 11.9688, 23,000 ISO @10.50, 32,000 ISO @ 10.315, 24,000 ISO @16.80, 18,600 ISO @19.55, 16,700 ISO @ 21.18 are held Directly. 45,656 shares are held Indirectly by Wife. 15,128.8666 shares held in ESOP Indirectly. 2,2887.2740 shares held in 401k Indirectly. //David H. Brooks2003-12-29 -----END PRIVACY-ENHANCED MESSAGE-----