-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oqiw+MBWtMLD6xIkTAsJKHIg7nYG3F0x0+/TC/UqyvvNp0hSIb9wXcsjXecsJjhh vzAY7WZKxcYw0wu0AoJlkA== 0001193287-03-000018.txt : 20030725 0001193287-03-000018.hdr.sgml : 20030725 20030725102346 ACCESSION NUMBER: 0001193287-03-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030722 FILED AS OF DATE: 20030725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID H CENTRAL INDEX KEY: 0001193287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13661 FILM NUMBER: 03802241 BUSINESS ADDRESS: STREET 1: 4010 FOX MEADOW WAY CITY: PROSPECT STATE: KY ZIP: 40059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S Y BANCORP INC CENTRAL INDEX KEY: 0000835324 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 611137529 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1040 E MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40206 BUSINESS PHONE: 5025822571 MAIL ADDRESS: STREET 1: 1040 EAST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40206 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-22 0000835324 S Y BANCORP INC SYI 0001193287 BROOKS DAVID H 1100Chairman & CEOCommon Stock2003-07-254P0.05437.78A441.307ITrust441.253 hares held in Deferred Comp Plan14,301 shares held Directly22,828 shares held Indirectly by Wife7,564.4333 shares held in ESOP held Indirectly1,443.6370 shares held in 401k held Indirectly Derivative Securities: 2,000 RSO @ .8615, 2,000 ISO @ 20.50, 10,200 ISO @ 23.9375, 11,500 ISO @ 21.00, 16,000 ISO@20.63, 12,000 ISO @ 33.60, 9,300 ISO @ 39.10 held Directly//David H. Brooks2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----