0001140361-23-037107.txt : 20230731 0001140361-23-037107.hdr.sgml : 20230731 20230731173005 ACCESSION NUMBER: 0001140361-23-037107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caroline L. Kaplan Revocable Trust dated December 16, 2009 CENTRAL INDEX KEY: 0001853706 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17196 FILM NUMBER: 231128613 BUSINESS ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 BUSINESS PHONE: 314-772-2626 MAIL ADDRESS: STREET 1: 5050 KEMPER AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MGP INGREDIENTS INC CENTRAL INDEX KEY: 0000835011 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-BEER, WINE & DISTILLED ALCOHOLIC BEVERAGES [5180] IRS NUMBER: 480531200 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 MAIN ST CITY: ATCHISON STATE: KS ZIP: 66002 BUSINESS PHONE: 9133671480 MAIL ADDRESS: STREET 1: 1300 MAIN STREET CITY: ATCHISON STATE: KS ZIP: 66002 FORMER COMPANY: FORMER CONFORMED NAME: MIDWEST GRAIN PRODUCTS INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml X0508 4 2023-07-27 0000835011 MGP INGREDIENTS INC MGPI 0001853706 Caroline L. Kaplan Revocable Trust dated December 16, 2009 5050 KEMPER AVENUE ST. LOUIS MO 63139 true true Member of 10% holder group false Common Stock 2023-07-27 4 S 0 3128 112.56 D 24603 D Common Stock 2023-07-27 4 S 0 2546 113.81 D 22057 D Common Stock 2023-07-27 4 S 0 1200 114.48 D 20857 D Common Stock 2023-07-27 4 S 0 126 115.38 D 20731 D Common Stock 2023-07-28 4 S 0 500 113.32 D 20231 D Common Stock 2023-07-28 4 S 0 6348 113.98 D 13883 D Common Stock 2023-07-28 4 S 0 152 114.74 D 13731 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.17 to $113.09, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.19 to $114.13, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.24 to $114.81, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.21 to $115.47, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.66 to $113.51, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.67 to $114.59, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.73 to $114.75, inclusive. The reporting person undertakes to provide to MGP Ingredients Inc. (MGPI), any security holder of MGPI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (7) to this Form 4. The Reporting Person may be deemed to be part of a group due to the entry by certain persons into a Shareholders Agreement dated April 1, 2021 as previously disclosed on the Reporting Person's Form 3/A filing with respect to MGPI dated October 7, 2021. The Reporting Person disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of its pecuniary interest therein. /s/ Caroline L. Kaplan, as Investment Trustee of Caroline L. Kaplan Revocable Trust dated 12/16/2009 2023-07-31