0001752724-19-001358.txt : 20190111 0001752724-19-001358.hdr.sgml : 20190111 20190111172306 ACCESSION NUMBER: 0001752724-19-001358 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK GLOBAL ALLOCATION FUND, INC. CENTRAL INDEX KEY: 0000834237 IRS NUMBER: 222937779 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-05576 FILM NUMBER: 19523028 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH GLOBAL ALLOCATION FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH GLOBAL INCOME FUND INC DATE OF NAME CHANGE: 19890706 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0000834237 XXXXXXXX 811-05576 false false false N-1A true BlackRock Global Allocation Fund, Inc. 811-05576 0000834237 32P8B6BZ084LSNAF2753 100 Bellevue Parkway Wilmington 19809 US-DE US 800-441-7762 BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 302-791-1700 Records related to its functions as transfer agent State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Records related to its functions as sub-administrator and accounting agent Brown Brothers Harriman & Co. 40 Water Street Boston 02109 617-772-1818 Records related to its functions as custodian BlackRock Investments, LLC 40 East 52nd Street New York 10022 609-282-3046 Records related to its functions as distributor BlackRock Advisors, LLC 100 Bellevue Parkway Wilmington 19809 302-797-2000 Records related to its functions as advisor and administrator Y N N-1A 1 Y Robert M. Hernandez 000000000 N John M. Perlowski 000000000 Y Henry Gabbay 000000000 N Donald C. Opatrny 000000000 N Honorable Stuart E. Eizenstat 000000000 N Henry R. Keizer 000000000 N John F. O'Brien 000000000 N Robert Fairbairn 004992372 Y Lena G. Goldberg 000000000 N James H. Bodurtha 000000000 N Bruce R. Bond 000000000 N Charles Park 000000000 55 East 52nd Street New York 10055 XXXXXX N N N N N BlackRock Investments, LLC 8-48436 000038642 0000000000 Y N Deloitte & Touche LLP 34 0000000000 N N N N N N N BlackRock Global Allocation Fund, Inc. S000002245 32P8B6BZ084LSNAF2753 Y 6 0 0 N/A N N Y N N BlackRock Investment Management, LLC 5493006MRTEZZ4S4CQ20 Y N Cash collateral reinvestment fee Revenue sharing split Other Rebates paid to borrowers 210605790.43948266 1662005.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 17a-6 (17 CFR 270.17a-6) Rule 10f-3 (17 CFR 270.10f-3) Y Y N N BlackRock Advisors, LLC 801-47710 000106614 5493001LN9MRM6A35J74 N BlackRock International Limited 801-51087 000106843 5493008YUGP5E01IBD70 Y GB N BNY Mellon Investment Servicing (US) Inc. 84-01761 549300CFZQLI9QMJ1Z03 N N N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N ICE Data Services, Inc. 5493000NQ9LYLDBCTL34 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N BNP Paribas Securities Services (Brussels, Brussels-Capital, BE, Branch) 549300WCGB70D06XZS54 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse Securities (USA) LLC 1V8Y6QCX6YMJ2OELII46 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC Investor Services Trust 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Oman S.A.O.G. 213800YRPSOSH9OA2V29 OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Lisbon, Lisboa, PT, Branch) 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (China) Limited 549300VGE7QN15BPTZ72 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Frankfurt am Main, Hessen, DE, Branch) 549300WCGB70D06XZS54 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch) 0000000000 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Utrecht, Utrecht, NL, Branch) 549300WCGB70D06XZS54 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Bangkok, Bangkok, TH, Branch) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Morgan Stanley & Co. LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citibank Europe Public Limited Company (Prague, Prague, CZ, Branch) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Colombo, Western, LK, Branch) 0000000000 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300PHQZ4HL15HH975 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Ebene, Plaines Wilhems, MU, Branch) 0000000000 MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Securities (Philippines), Inc 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC France (Athens, Attica, GR, Branch) F0HUI1NY1AZMJMD8LP67 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria Sociedad Anonima K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Cuidad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Merrill Lynch, Pierce, Fenner & Smith Incorporated 8NAV47T0Y26Q87Y0QP81 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citibank, National Association (London, GB, Branch) E57ODZWZ7FF32TWEFA76 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Manama, Capital, BH, Branch) 549300F99IL9YJDWH369 BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Singapore, SG, Branch) 2HI3YI5320L3RW6NJ957 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Swaziland Limited 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Citibank, National Association (Dublin, Co Dublin, IE, Branch) 00000000000000000000 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) KBL European Private Bankers S.A. KHCL65TP05J1HUW2D560 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citibank Maghreb S.A 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Societe Generale Securities Services S.p.A 549300SAMQW7TYZ1TR74 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) 579100KKDGKCFFKKF005 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Malmo, Skane, SE, Branch) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) 'Swedbank' AS 549300FXBIWWGK7T0Y98 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Jakarta, Jakarta, ID, Branch) E57ODZWZ7FF32TWEFA76 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services 549300WCGB70D06XZS54 CY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Swedbank AS 549300GH3DFCXVNBHE59 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N General Securities Corp. 8-31654 SEC File Number N N Coldstream Securities, Inc. 8-51549 SEC File Number N N MGO Securities Corp. 8-47814 SEC File Number N N Fifth Third Securities, Inc. 5493003IMO3TYX51WE43 N N F.C.G. Advisors, L.L.C. 8-49104 SEC File Number N N Classic, LLC 8-68981 SEC File Number N N Detalus Securities, LLC 8-52180 SEC File Number N N American National Trust And Investment Management Company 28-00344 SEC File Number N N BD4RIA, INC. 8-70022 SEC File Number N N Oak Tree Securities, Inc. 8-36138 SEC File Number N N Whitehall-Parker Securities, Inc. 8-27688 SEC File Number N N State Farm VP Management Corp 8-50128 SEC File Number N N TD Private Client Wealth LLC 8-69105 SEC File Number N N Santander Securities LLC 8-49571 SEC File Number N N Rehmann Financial Network, LLC 8-69134 SEC File Number N N Raymond James & Associates, Inc. U4ONQX15J3RO8XCKE979 N N Mutual Funds Associates, Inc. 8-13026 SEC File Number N N Bolton Securities Corporation 8-68187 SEC File Number N N Wayne Hummer Investments L.L.C. 8-484 SEC File Number N N Advanced Advisor Group, LLC 8-67313 SEC File Number N N T.R. Winston & Company, LLC 8-27519 SEC File Number N N Uhlmann Price Securities, LLC 8-50041 SEC File Number N N Bankoh Investment Services, Inc. 8-44201 SEC File Number N N Massachusetts Mutual Life Insurance Company R6ZXK5P01NP6HXSY1S07 N N Capital Investment Brokerage, Inc. 8-49118 SEC File Number N N Simmons First Investment Group, Inc. 8-51795 SEC File Number N N Valley National Investments, Inc. 8-34427 SEC File Number N N Reliance Worldwide Investments, LLC 8-67575 SEC File Number N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N PNC Capital Markets LLC 7OGNSSLOQJ8U3B9Y5F18 Y N Monex Securities, Inc. 254900VTZ3HYHNEJRX35 N N Nationwide Planning Associates Inc. 8-45310 SEC File Number N N Insigneo Securities, LLC 254900P4TTO6PU1VDH88 N N The Strategic Financial Alliance, Inc. 8-65885 SEC File Number N N Leumi Investment Services Inc. 5493005SJQ3VQ5DEE756 N N BTG Pactual US Capital, LLC 549300EUEDL5GKQW8U35 N N Benchmark Investments, Inc. 8-52280 SEC File Number N N Camden Financial Services 8-37303 SEC File Number N N Fidelity Investments Life Insurance Company 54930024AKTQGTIV1P93 N N FNBB Capital Markets, L.L.C. 8-66553 SEC File Number N N Midwestern Securities Trading Company, LLC 8-52074 SEC File Number N N American Trust Investment Services, Inc. 8-14394 SEC File Number N N Snowden Account Services LLC 8-68188 SEC File Number N N Syndicated Capital, Inc. 8-44162 SEC File Number N N Lincoln Investment Planning, LLC 8-14354 SEC File Number N N Carty & Company, Inc. 8-19082 SEC File Number N N Freimark Blair & Company, Inc. 254900KMG5B3QSG4Z252 N N T. Rowe Price Investment Services, Inc. 8-25130 SEC File Number N N Piper Jaffray & Co. 549300GRQCWQ3XGH0H10 N N Tocqueville Securities L.P. 8-42223 SEC File Number N N ProEquities, Inc. 8-32590 SEC File Number N N Gladowsky Capital Management, Corp. 8-51017 SEC File Number N N SCF Securities Inc 8-51760 SEC File Number N N Umpqua Investments, Inc. 8-2915 SEC File Number N N Multiple Financial Services Inc 8-52017 SEC File Number N N Allegheny Investments, Ltd. 8-22183 SEC File Number N N First Financial Securities of America, Inc. 8-29565 SEC File Number N N Omega Securities, Inc. 8-20225 SEC File Number N N Pershing Advisor Solutions LLC 549300KTC63JRN36GZ84 N N Barclays Capital Inc. 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Dance, Inc. 8-12160 SEC File Number N N Lexington Investment Company, Inc. 8-43085 SEC File Number N N BAC Florida Investments Corp. 254900CAF9OPVE8VT408 N N Lincoln-Douglas Investments, LLC 8-68728 SEC File Number N N WesBanco Securities, Inc. 8-50220 SEC File Number N N GLS & Associates Inc 8-51808 SEC File Number N N Principal Securities, Inc. 8-13975 SEC File Number N N Teachers Insurance And Annuity Association of America O06XD7BJ4EPXNABVFN69 N N The First Mercantile Trust Company 28-10498 SEC File Number N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N N Legacy Asset Securities, Inc. 8-51871 SEC File Number N N Investacorp Inc. 8-22598 SEC File Number N N Veritas Independent Partners, LLC 8-69363 SEC File Number N N Thompson Davis & Co., Inc. 8-49386 SEC File Number N N ASCENSUS BROKER DEALER SERVICES, LLC 8-47312 SEC File Number N N Western Equity Group, Inc. 8-66403 SEC File Number N N Univest Investments, Inc. 8-14145 SEC File Number N N Fieldpoint Private Securities, LLC 8-37105 SEC File Number N N Middlegate Securities Ltd. 549300ZVONUQ845QCH95 N N American Financial Securities, Inc. 8-53205 SEC File Number N N Ladenburg Thalmann & Co. Inc. 2549000V3L2KK4L76W91 N N Coordinated Capital Securities, Inc. 8-31173 SEC File Number N N Rothschild Investment Corporation 8-16429 SEC File Number N N Avalon Investment & Securities Group, Inc. 8-17078 SEC File Number N N Foresters Equity Services, Inc. 8-36703 SEC File Number N N American Equity Investment Corporation 8-49078 SEC File Number N N Integral Financial LLC 2549000I2CBZTJRHG786 N N Newport Group, Inc. 27-2037969 Tax ID N N Kovack Securities Inc. 25490070RG17Z4I70I82 N N Aufhauser Securities, Inc 8-48786 SEC File Number N N Labrunerie Financial Services, Inc. 8-47830 SEC File Number N N USI Securities, Inc. 8-50429 SEC File Number N N USCA Securities LLC 254900GBMSP1Y45THR66 N N Stephen A. Kohn & Associates, Ltd. 8-49279 SEC File Number N N Commonwealth Equity Services, Inc. 8-24040 SEC File Number N N T. Rowe Price Retirement Plan Services, Inc. 84-06219 SEC File Number N N Chauner Securities, Inc. 8-33980 SEC File Number N N CFD Investments, Inc. 8-41727 SEC File Number N N NEXT Financial Group, Inc. 8-51356 SEC File Number N N Voya Financial Advisors, Inc. 8-13987 SEC File Number N N American Financial Associates, Inc. 8-44065 SEC File Number N N Westport Resources Investment Services, Inc. 8-40904 SEC File Number N N SECU Brokerage Services, Inc. 8-37927 SEC File Number N N Gerwin Group, Inc. 8-40282 SEC File Number N N AqGen Ascensus, Inc. 549300K5MHNFPEU2RK82 N N Genworth Life Insurance Company of New York E5VAS7I8GX5B0SDBX010 N N H. C. Denison Co. 8-44 SEC File Number N N Horan Securities, Inc. 8-49192 SEC File Number N N First Western Securities, Inc. 8-37613 SEC File Number N N Edward D. Jones & Co., L.P. YZRCLX72FTV74B522G90 N N Cantella & Co., Inc. 254900Z33Q34HCFGHO19 N N Raymond James Financial, Inc. 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Vitez Corporation 8-48642 SEC File Number N N GW & Wade Asset Management Company, LLC 8-42013 SEC File Number N N Caldwell Securities Ltd. 549300ORF2FMHXODHJ66 CA N N The Jeffrey Matthews Financial Group, L.L.C. 25490086M6MGMYYVOJ50 N N SG Americas Securities, LLC 549300F35UE0BOM1WJ55 N N Safra Securities LLC E51AOUORNWWT747CBW71 N N The GMS Group, L.L.C. 254900OXZT27TA5CGU56 N N Darwood Associates, Incorporated 8-16560 SEC File Number N N Commerce Brokerage Services, Inc. 8-35096 SEC File Number N N Corecap Investments, Inc. 8-47783 SEC File Number N N Summit Brokerage Services, Inc 254900G2LJJ0YJVV6908 N N Independent Financial Group, LLC 8-22870 SEC File Number N N Southeast Investments, N.C. Inc. 8-50127 SEC File Number N N Cutter And Company Brokerage, Inc. 8-39590 SEC File Number N N Callaway Financial Services, Inc. 8-52474 SEC File Number N N L.S.Y. 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Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 256679.47000000 Skandinaviska Enskilda Banken AB N/A 000000000 F3JS33DEI6XQ4ZBPTN86 SE 53571.75000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 153062.68000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 124607.90000000 Exane 8-49569 000041784 969500UP76J52A9OXU27 FR 108493.06000000 SMBC Nikko Securities America, Inc. 8-43852 000028602 6PJDTY319315T5LR2241 183951.01000000 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 92758.20000000 Societe Generale 8-49963 000042731 O2RNE8IBXP4R0TD8PU41 FR 88811.06000000 1667012.93000000 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 4399448163.84000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 7525191662.29000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 11397571072.59000000 JPMorgan Chase & Co. 8-35008 000000079 8I5DZWZKVSZI1NUHU748 25451143071.30999800 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 6139241563.29000100 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 8-33359 000016139 9DJT3UXIJIZJI4WXO774 20046776491.44999700 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 9832514788.75999800 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6134709616.75999900 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 8670034798.43000000 BlackRock Liquidity Funds - TempFund N/A 000000000 549300G1JT7AZ9HXPG86 3353838196.82999800 117293117024.22998000 Y 36207901098.64337000 N true true LEGAL PROCEEDINGS 2 NCEN_3424213859022497.txt In re: BlackRock Mutual Funds Advisory Fee Litigation, 3:14-cv-01165-FLW-TJB On May 27, 2014, Owen Clancy, Timothy Davidson, Cindy Tarchis and Brendan Foote, investors in the BlackRock Global Allocation Fund, Inc. and the BlackRock Equity Dividend Fund (collectively, the "Funds"), filed a consolidated complaint (the "Consolidated Complaint") in the United States District Court for the District of New Jersey against BlackRock Advisors, LLC, BlackRock Investment Management, LLC and BlackRock International Limited (collectively, the "Defendants") under the caption In re BlackRock Mutual Funds Advisory Fee Litigation. The Consolidated Complaint, which purports to be brought derivatively on behalf of the Funds, alleges that the Defendants violated Section 36(b) of the Investment Company Act by receiving allegedly excessive investment advisory fees from the Funds. The Consolidated Complaint seeks, among other things, to recover on behalf of the Funds all allegedly excessive advisory fees received by the Defendants in the period beginning one year prior to the filing of the lawsuit and ending on the date of judgment, along with purported lost investment returns on those amounts, plus interest. The Defendants believe the claims in the Consolidated Complaint are without merit and intend to vigorously defend the action. INTERNAL CONTROL RPT 3 811-05576_ncen_10-31.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors of BlackRock Global Allocation Fund, Inc.: In planning and performing our audit of the consolidated financial statements of BlackRock Global Allocation Fund, Inc. (the "Fund"), as of and for the year ended October 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of October 31, 2018. This report is intended solely for the information and use of management and the Board of Directors of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Deloitte & Touche LLP Boston, Massachusetts December 21, 2018