INVESTMENT SECURITIES (Tables)

3 Months Ended

Dec. 31, 2012

Investments, Debt and Equity Securities [Abstract]

Components of the Company's Investment Securities

Components of investment securities are as follows (in thousands):

	December 31, 2012		September 30, 2012
Available-for-sale securities	$	5,211	$	3,966
Trading securities	5,365		3,064
Total investment securities, at fair value	$	10,576	$	7,030

Pre-tax Unrealized Gains (Losses) Relating to the Company's Investments in Equity and Collateralized Debt Obligation Securities

Available-for-sale securities.  The following table discloses the pre-tax unrealized gains relating to the Company’s investments in available-for-sale securities (in thousands):

	Cost or Amortized Cost		Unrealized Gains		Unrealized Losses			Fair Value
December 31, 2012:
Equity securities	$	109	$	100	—			$	209
CLO securities	3,712		1,290		—			5,002
Total	$	3,821	$	1,390	$	—		$	5,211
September 30, 2012
Equity securities	$	109	$	86	—			$	195
CLO securities	2,484		1,302		(15		)	3,771
Total	$	2,593	$	1,388	$	(15	)	$	3,966

Unrealized Losses Along with the Related Fair Value, Aggregated by the Length of Time the Investments were in a Continuous Unrealized Loss Position

Unrealized losses along with the related fair value and aggregated by the length of time the investments were in a continuous unrealized loss position, are as follows (in thousands, except number of securities):

	Less than 12 Months						More than 12 Months
	Fair Value		Unrealized Losses			Number of Securities	Fair Value		Unrealized Losses		Number of Securities
September 30, 2012
CLO securities	$	1,274	$	(15	)	1	$	—	$	—	—