0001127602-23-030090.txt : 20231219 0001127602-23-030090.hdr.sgml : 20231219 20231219195425 ACCESSION NUMBER: 0001127602-23-030090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliver George CENTRAL INDEX KEY: 0001403297 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 231499038 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-12-15 0000833444 Johnson Controls International plc JCI 0001403297 Oliver George 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Chairman & CEO 0 Ordinary Shares 2023-12-15 4 A 0 117779.88 52.44 A 1077188.77 D Ordinary Shares 2023-12-15 4 F 0 55357 52.44 D 1021831.77 D Ordinary Shares 2023-12-18 4 A 0 51382 0 A 1073213.77 D Ordinary Shares 112117 I GRO Sr. 2 Year GRAT Ordinary Shares 208414 I GRO Sr. 5 Year GRAT Ordinary Shares 69866 I Oliver Family Trust (SLAT) Employee Stock Option (Right to Buy) 53.52 2023-12-18 4 A 0 200145 0 A 2025-12-18 2033-12-18 Ordinary Shares 200145 200145 D Represents performance share units for the three-year performance period ended September 30, 2023. The Compensation Committee approved the performance results on December 14, 2023. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. /s/ Leanne Michels, attorney-in-fact 2023-12-19