0001127602-23-023182.txt : 20230824 0001127602-23-023182.hdr.sgml : 20230824 20230824174021 ACCESSION NUMBER: 0001127602-23-023182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliver George CENTRAL INDEX KEY: 0001403297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 231203162 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-08-23 0000833444 Johnson Controls International plc JCI 0001403297 Oliver George 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Chairman & CEO 1 Ordinary Shares 2023-08-23 4 M 0 103332 35.86 A 1083091.34 D Ordinary Shares 2023-08-23 4 S 0 103332 59.23 D 979759.34 D Ordinary Shares 112117 I GRO Sr. 2 Year GRAT Ordinary Shares 208414 I GRO Sr. 5 Year GRAT Ordinary Shares 69866 I Oliver Family Trust (SLAT) Employee Stock Option (Right to Buy) 35.86 2023-08-23 4 M 0 103332 0 D 2023-11-19 Ordinary Shares 103332 206664 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.65 to $59.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. /s/ Leanne Michels, attorney-in-fact 2023-08-24