0001127602-20-008849.txt : 20200303 0001127602-20-008849.hdr.sgml : 20200303 20200303142904 ACCESSION NUMBER: 0001127602-20-008849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliver George CENTRAL INDEX KEY: 0001403297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 20681410 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0000833444 Johnson Controls International plc JCI 0001403297 Oliver George 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Chairman & CEO Ordinary Shares 2020-03-02 4 M 0 13877 17.79 A 1014572.58 D Ordinary Shares 2020-03-02 4 M 0 11675 21.14 A 1026247.58 D Ordinary Shares 2020-03-02 4 S 0 14111 36.64 D 1012136.58 D Ordinary Shares 2020-03-02 4 S 0 8239 37.24 D 1003897.58 D Employee Stock Option (Right to Buy) 17.79 2020-03-02 4 M 0 13877 0 D 2020-10-11 Ordinary Shares 13877 83261 D Employee Stock Option (Right to Buy) 21.14 2020-03-02 4 M 0 11675 0 D 2021-10-11 Ordinary Shares 11675 70047 D Transaction effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.12 to $37.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $37.12 to $37.47, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 3 of this Form 4. Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date. /s/ Leanne Michels, attorney-in-fact 2020-03-03