0001127602-19-017757.txt : 20190508 0001127602-19-017757.hdr.sgml : 20190508 20190508165817 ACCESSION NUMBER: 0001127602-19-017757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190507 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stief Brian J CENTRAL INDEX KEY: 0001494478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 19807439 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-05-07 0000833444 Johnson Controls International plc JCI 0001494478 Stief Brian J 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Executive VP and CFO Ordinary Shares 2019-05-07 4 M 0 37986 28.14 A 154860 D Ordinary Shares 2019-05-07 4 M 0 37443 26.30 A 192303 D Ordinary Shares 2019-05-07 4 M 0 23334 25.67 A 215637 D Ordinary Shares 2019-05-07 4 S 0 98763 39.08 D 116874 D Ordinary Shares 2019-05-07 4 S 0 27395 39.11 D 89479 D Employee Stock Option (Right to Buy) 28.14 2019-05-07 4 M 0 37986 0 D 2012-10-01 2020-10-01 Ordinary Shares 37986 0 D Employee Stock Option (Right to Buy) 26.30 2019-05-07 4 M 0 37443 0 D 2013-10-07 2021-10-07 Ordinary Shares 37443 0 D Employee Stock Option (Right to Buy) 25.67 2019-05-07 4 M 0 23334 0 D 2014-10-05 2022-10-05 Ordinary Shares 23334 0 D Deferred Compensation 0 2019-05-07 4 I 0 148039.32 39.25 D Phantom Stock Units - Deferred Compensation 148039.32 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.05 to $39.13 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.96 to $39.27 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan. Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. /s/ Michael R. Peterson, attorney-in-fact 2019-05-08