0001127602-19-017757.txt : 20190508
0001127602-19-017757.hdr.sgml : 20190508
20190508165817
ACCESSION NUMBER: 0001127602-19-017757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190507
FILED AS OF DATE: 20190508
DATE AS OF CHANGE: 20190508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stief Brian J
CENTRAL INDEX KEY: 0001494478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 19807439
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Controls International plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 414-524-1200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL plc
DATE OF NAME CHANGE: 20141117
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-05-07
0000833444
Johnson Controls International plc
JCI
0001494478
Stief Brian J
5757 N. GREEN BAY AVENUE
MILWAUKEE
WI
53209
1
Executive VP and CFO
Ordinary Shares
2019-05-07
4
M
0
37986
28.14
A
154860
D
Ordinary Shares
2019-05-07
4
M
0
37443
26.30
A
192303
D
Ordinary Shares
2019-05-07
4
M
0
23334
25.67
A
215637
D
Ordinary Shares
2019-05-07
4
S
0
98763
39.08
D
116874
D
Ordinary Shares
2019-05-07
4
S
0
27395
39.11
D
89479
D
Employee Stock Option (Right to Buy)
28.14
2019-05-07
4
M
0
37986
0
D
2012-10-01
2020-10-01
Ordinary Shares
37986
0
D
Employee Stock Option (Right to Buy)
26.30
2019-05-07
4
M
0
37443
0
D
2013-10-07
2021-10-07
Ordinary Shares
37443
0
D
Employee Stock Option (Right to Buy)
25.67
2019-05-07
4
M
0
23334
0
D
2014-10-05
2022-10-05
Ordinary Shares
23334
0
D
Deferred Compensation
0
2019-05-07
4
I
0
148039.32
39.25
D
Phantom Stock Units - Deferred Compensation
148039.32
0
D
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.05 to $39.13 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.96 to $39.27 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
The reporting person elected to diversify their holdings in the share unit account under the Johnson Controls International plc Senior Executive Deferred Compensation Plan into other investment options available under the Plan.
Phantom stock units settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
/s/ Michael R. Peterson, attorney-in-fact
2019-05-08