X0306 4 2016-09-02 0000833444 Johnson Controls International plc JCI 0001620748 Vincent Suzanne M 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP, Controller & CAO Ordinary Shares 2016-09-02 4 A 0 10649.18 A 10649.18 D Ordinary Shares 2016-09-02 4 A 0 416 A 416 I By 401k Plan Trustee Employee Stock Option (Right to Buy) 27.85 2016-09-02 4 A 0 10200 A 2014-10-05 2022-10-05 Ordinary Shares 10200 10200 D Employee Stock Option (Right to Buy) 50.23 2016-09-02 4 A 0 3989 A 2016-11-18 2024-11-18 Ordinary Shares 3989 3989 D Employee Stock Option (Right to Buy) 43.86 2016-09-02 4 A 0 5703 A 2017-10-07 2025-10-07 Ordinary Shares 5703 5703 D The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan. Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. /s/ Catherine M. Walker, attorney-in-fact for Suzanne M. Vincent 2016-09-07