X0306 4 2016-09-02 0000833444 Johnson Controls International plc JCI 0001494478 Stief Brian J 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Executive VP and CFO Ordinary Shares 2016-09-02 4 A 0 13153 A 13153 D Phantom Stock Units - Restricted Stock Plan 0 2016-09-02 4 A 0 71415.72 A Ordinary Shares 71415.72 71415.72 D Employee Stock Option (Right to Buy) 30.54 2016-09-02 4 A 0 35000 0 A 2012-10-01 2020-10-01 Ordinary Shares 35000 35000 D Employee Stock Option (Right to Buy) 28.54 2016-09-02 4 A 0 34500 A 2013-10-07 2021-10-07 Ordinary Shares 34500 34500 D Employee Stock Option (Right to Buy) 27.85 2016-09-02 4 A 0 21500 A 2014-10-05 2022-10-05 Ordinary Shares 21500 21500 D Employee Stock Option (Right to Buy) 48.37 2016-09-02 4 A 0 14353 A 2015-11-19 2023-11-19 Ordinary Shares 14353 14353 D Employee Stock Option (Right to Buy) 50.23 2016-09-02 4 A 0 32175 A 2016-11-18 2024-11-18 Ordinary Shares 32175 32175 D Employee Stock Option (Right to Buy) 43.86 2016-09-02 4 A 0 45627 A 2017-10-07 2025-10-07 Ordinary Shares 45627 45627 D Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc. Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. /s/ Catherine M. Walker, attorney-in-fact for Brian J. Stief 2016-09-07