X0306 4 2016-09-02 0000833444 Johnson Controls International plc JCI 0001522750 Jackson William C 5757 N GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP & President, BE Ordinary Shares 2016-09-02 4 A 0 117714.25 A 117714.25 D Phantom Stock Units - Restricted Stock Plan 0 2016-09-02 4 A 0 13324.87 A Ordinary Shares 13324.87 13324.87 D Employee Stock Option (Right to Buy) 28.54 2016-09-02 4 A 0 86000 A 2013-10-07 2021-10-07 Ordinary Shares 86000 86000 D Employee Stock Option (Right to Buy) 27.85 2016-09-02 4 A 0 53800 A 2014-10-05 2022-10-05 Ordinary Shares 53800 53800 D Employee Stock Option (Right to Buy) 48.37 2016-09-02 4 A 0 40952 A 2015-11-19 2023-11-19 Ordinary Shares 40952 40952 D Employee Stock Option (Right to Buy) 50.23 2016-09-02 4 A 0 41441 A 2016-11-18 2024-11-18 Ordinary Shares 41441 41441 D Employee Stock Option (Right to Buy) 43.86 2016-09-02 4 A 0 49961 A 2017-10-07 2025-10-07 Ordinary Shares 49961 49961 D The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash. Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc. Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. /s/ Catherine M. Walker, attorney-in-fact for William C. Jackson 2016-09-07