Maryland | 13-2764867 | |
(State of incorporation) | (I.R.S. Employer Identification No.) | |
452 Fifth Avenue, New York, New York | 10018 | |
(Address of principal executive offices) | (Zip Code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
HSBC USA INC. |
Item 8.01. Other Events. |
Item 9.01. Financial Statements and Exhibits. |
Exhibit No. | Description | |
99.1 | Press Release dated May 16, 2016 |
HSBC USA INC. |
Signatures |
HSBC FINANCE CORPORATION | ||
By: | /s/ MARK A. ZAESKE | |
Mark A. Zaeske | ||
Senior Executive Vice President and | ||
Chief Financial Officer |
HSBC USA INC. |
Exhibit No. | Description | |
99.1 | Press release dated May 16, 2016 |
• | 20,700,000 shares of Floating Rate Non-Cumulative Preferred Stock, Series F (ticker symbol: HUSI-PR F); |
• | 373,750 shares of Floating Rate Non-Cumulative Preferred Stock, Series G and 14,950,000 Depositary Shares, each representing one-fortieth of a share of Floating Rate Non-Cumulative Preferred Stock, Series G (ticker symbol: HUSI-PR G); and |
• | 373,750 shares of 6.50% Non-Cumulative Preferred Stock, Series H and 14,950,000 Depositary Shares, each representing one-fortieth of a share of 6.50% Non-Cumulative Preferred Stock, Series H (ticker symbol: HUSI-PR H). |
• | For the 20,700,000 shares of Floating Rate Non-Cumulative Preferred Stock, Series F, $25 liquidation preference per share of Floating Rate Non-Cumulative Preferred Stock, Series F, plus an amount equal to the accrued but unpaid dividends thereon for the then-current dividend period to but excluding the redemption date; |
• | For the 14,950,000 depositary shares of Floating Rate Non-Cumulative Preferred Stock, Series G, $25 liquidation preference per share (which is equivalent to $1,000 liquidation preference per share of Floating Rate Non-Cumulative Preferred Stock, Series G), plus an amount equal to the accrued but unpaid dividends thereon for the then-current dividend period to but excluding the redemption date; and |
• | For the 14,950,000 depositary shares of 6.50% Non-Cumulative Preferred Stock, Series H, $25 liquidation preference per share (which is equivalent to $1,000 liquidation preference per share of 6.50% Non-Cumulative Preferred Stock, Series H), plus an amount equal to the accrued but unpaid dividends thereon for the then-current dividend period to but excluding the redemption date. |