-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RPequFIHEabS+oa+SuIrDQ+G9TYtDh7mqOrwAt3DAKU8JD2G2pZ67RSQ8QetubLO E1k8dP5f91+pg+js6QS4Bg== 0000950170-00-000521.txt : 20000404 0000950170-00-000521.hdr.sgml : 20000404 ACCESSION NUMBER: 0000950170-00-000521 CONFORMED SUBMISSION TYPE: 10KSB/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALNET FINANCIAL COM INC CENTRAL INDEX KEY: 0000832324 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 061489574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10KSB/A SEC ACT: SEC FILE NUMBER: 000-26043 FILM NUMBER: 592733 BUSINESS ADDRESS: STREET 1: 7284 W PALMETTO PARK RD STREET 2: SUITE 210 CITY: BOCA RATON STATE: FL ZIP: 33433 BUSINESS PHONE: 5614178053 MAIL ADDRESS: STREET 1: 660 STEAMBOAT ROAD 2ND FLOOR STREET 2: SUITE 410 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: MICROCAP FINANCIAL SERVICES INC DATE OF NAME CHANGE: 19981105 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL GROWTH HOLDINGS LTD /DE/ DATE OF NAME CHANGE: 19970909 FORMER COMPANY: FORMER CONFORMED NAME: GALT FINANCIAL CORP DATE OF NAME CHANGE: 19920703 10KSB/A 1 THE COMPANY INADVERTENTLY OMITTED TO FILE AS AN EXHIBIT THE INDEPENDENT AUDITORS' CONSENT IN ITS FORM 10-KSB FILED ON MARCH 30, 2000 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------------ FORM 10-KSB/A (MARK ONE) __X__ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 1999 OR _____ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM ________ TO _________ COMMISSION FILE NUMBER 33-21443 GLOBALNET FINANCIAL.COM, INC. (Name of Small Business Issuer in Its Charter) DELAWARE 06-1489574 ------------------------------- ---------------------- (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification Number) 7284 W. PALMETTO PARK ROAD, SUITE 210 BOCA RATON, FL 33433 - ---------------------------------------------- ----------------------------- (Address of Principal Executive Offices) (Zip Code) (561) 417-8053 ------------------------------------------------ (Issuer's Telephone Number, Including Area Code) SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE EXCHANGE ACT: NONE SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE EXCHANGE ACT: COMMON STOCK $.001 PAR VALUE CHECK WHETHER THE ISSUER (1) FILED ALL REPORTS REQUIRED TO BE FILED BY SECTION 13 OR 15(D) OF THE EXCHANGE ACT DURING THE PAST 12 MONTHS (OR FOR SUCH SHORTER PERIOD THAT THE REGISTRANT WAS REQUIRED TO FILE SUCH REPORTS), AND (2) HAS BEEN SUBJECT TO SUCH FILING REQUIREMENTS FOR THE PAST 90 DAYS YES _X_ NO ___ CHECK IF THERE IS NO DISCLOSURE OF DELINQUENT FILERS IN RESPONSE TO ITEM 405 OF REGULATION S-B CONTAINED IN THIS FORM, AND NO DISCLOSURE WILL BE CONTAINED, TO THE BEST OF THE REGISTRANT'S KNOWLEDGE, IN DEFINITIVE PROXY OR INFORMATION STATEMENTS INCORPORATED BY REFERENCE IN PART III OF THIS FORM 10-KSB OR ANY AMENDMENT TO THIS FORM 10-KSB. _X_ THE ISSUER'S REVENUES FOR THE FISCAL YEAR ENDED DECEMBER 31, 1999 WERE $3,370,589. THE AGGREGATE MARKET VALUE OF THE COMMON EQUITY HELD BY NON-AFFILIATES OF THE REGISTRANT BASED ON THE CLOSING PRICE ON NASDAQ OF THE COMMON STOCK ON MARCH 15, 2000 WAS $588,266,178. DIRECTORS, OFFICERS AND TEN PERCENT OR GREATER STOCKHOLDERS ARE CONSIDERED AFFILIATES FOR PURPOSES OF THIS CALCULATION BUT SHOULD NOT NECESSARILY BE DEEMED AFFILIATES FOR ANY OTHER PURPOSE. THE NUMBER OF SHARES OUTSTANDING OF THE ISSUER'S COMMON STOCK AS OF MARCH 15, 2000 WAS 12,779,547 COMMON STOCK AND 34,224,874 CLASS A COMMON STOCK. TRANSITIONAL SMALL BUSINESS DISCLOSURE FORMAT (CHECK ONE): YES ___ NO _X_ In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. GLOBALNET FINANCIAL.COM, INC. By: /s/ Stanley Hollander /s/ Stanley Hollander -------------------------------------- Stanley Hollander, Chairman of the Board, President and Chief Executive Officer In accordance with the Exchange Act, this report has been signed by the following persons on behalf of the registrant in the capacities and on the dates indicated.
SIGNATURE TITLE DATE /s/ Alan L. Jacobs Executive Vice President and Director April 03, 2000 - ------------------------------------ Alan L. Jacobs /s/ W. Thomas Hodgson Chief Operating Officer April 03, 2000 - ------------------------------------ W. Thomas Hodgson /s/ Michael C. Jacobs Chief Financial Officer, Secretary and Treasurer April 03, 2000 - ------------------------------------ Michael C. Jacobs /s/ Jay J. Matulich Senior Vice President April 03, 2000 - ------------------------------------ Jay J. Matulich /s/ Ronald B. Koenig Senior Managing Director April 03, 2000 - ------------------------------------ Ronald B. Koenig /s/ N. Bulent Gultekin Director April 03, 2000 - ------------------------------------ N. Bulent Gultekin /s/ Kym Anthony Director April 03, 2000 - ------------------------------------ Kym Anthony /s/ Christopher Jennings Director April 03, 2000 - ------------------------------------ Christopher Jennings /s/ Michael Whitaker Director April 03, 2000 - ------------------------------------ Michael Whitaker
Exhibit Description 23.1 Consent of Richard A. Eisner & Company, LLP EX-23.1 2 EXHIBIT 23.1 INDEPENDENT AUDITORS' CONSENT We hereby consent to the incorporation by reference in the Registration Statements on Form SB-2 (No. 333-72385) of Globalnet Financial.com, Inc. of our report dated March 17, 2000, which is included in its annual report on Form 10-KSB for the year ended December 31, 1999. Richard A. Eisner & Company, LLP New York, New York March 29, 2000 -----END PRIVACY-ENHANCED MESSAGE-----