0001437749-19-005448.txt : 20190321 0001437749-19-005448.hdr.sgml : 20190321 20190321212627 ACCESSION NUMBER: 0001437749-19-005448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 19698256 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP Group Inc. CENTRAL INDEX KEY: 0001383803 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 19698257 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-835-8900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP SECURITIES LLC CENTRAL INDEX KEY: 0000831726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 19698258 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-835-8919 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET, SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: JOLSON MERCHANT PARTNERS /BD DATE OF NAME CHANGE: 20020517 FORMER NAME: FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC DATE OF NAME CHANGE: 20001006 FORMER NAME: FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC /CA// /BD DATE OF NAME CHANGE: 19930721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP Holding LLC CENTRAL INDEX KEY: 0001631416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 19698259 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY ST STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY ST STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JMP Investment Holdings LLC CENTRAL INDEX KEY: 0001631823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 19698260 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Credit Corp CENTRAL INDEX KEY: 0001559909 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 BUSINESS PHONE: 212-906-3500 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 4 1 rdgdoc.xml FORM 4 X0306 4 2019-02-28 0001559909 Harvest Capital Credit Corp HCAP 0001302350 JMP GROUP LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001383803 JMP Group Inc. 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0000831726 JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631416 JMP Holding LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001631823 JMP Investment Holdings LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 Common Stock 2019-02-28 4 J 0 990861 10.04 A 990861 D JMP Securities LLC purchased 990,861 shares of the Issuer's Common Stock from JMP Investment Holdings LLC on February 28, 2019 through a series of transactions. JMP Investment Holdings LLC is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. These securities are owned directly by JMP Securities LLC, which is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. /s/ Walter Conroy, Authorized Person of JMP Group LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Group Inc. 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Holding LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC 2019-03-21 /s/ Walter Conroy, Authorized Person of JMP Securities LLC 2019-03-21