0001437749-19-005448.txt : 20190321
0001437749-19-005448.hdr.sgml : 20190321
20190321212627
ACCESSION NUMBER: 0001437749-19-005448
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190321
DATE AS OF CHANGE: 20190321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 19698256
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Group Inc.
CENTRAL INDEX KEY: 0001383803
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 19698257
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-835-8900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP SECURITIES LLC
CENTRAL INDEX KEY: 0000831726
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 19698258
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-835-8919
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: JOLSON MERCHANT PARTNERS /BD
DATE OF NAME CHANGE: 20020517
FORMER NAME:
FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC
DATE OF NAME CHANGE: 20001006
FORMER NAME:
FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC /CA// /BD
DATE OF NAME CHANGE: 19930721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Holding LLC
CENTRAL INDEX KEY: 0001631416
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 19698259
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY ST
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY ST
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Investment Holdings LLC
CENTRAL INDEX KEY: 0001631823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 19698260
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Capital Credit Corp
CENTRAL INDEX KEY: 0001559909
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-906-3500
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-02-28
0001559909
Harvest Capital Credit Corp
HCAP
0001302350
JMP GROUP LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001383803
JMP Group Inc.
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0000831726
JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631416
JMP Holding LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631823
JMP Investment Holdings LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
Common Stock
2019-02-28
4
J
0
990861
10.04
A
990861
D
JMP Securities LLC purchased 990,861 shares of the Issuer's Common Stock from JMP Investment Holdings LLC on February 28, 2019 through a series of transactions. JMP Investment Holdings LLC is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
These securities are owned directly by JMP Securities LLC, which is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
/s/ Walter Conroy, Authorized Person of JMP Group LLC
2019-03-21
/s/ Walter Conroy, Authorized Person of JMP Group Inc.
2019-03-21
/s/ Walter Conroy, Authorized Person of JMP Holding LLC
2019-03-21
/s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC
2019-03-21
/s/ Walter Conroy, Authorized Person of JMP Securities LLC
2019-03-21