0001437749-18-007504.txt : 20180423
0001437749-18-007504.hdr.sgml : 20180423
20180423183117
ACCESSION NUMBER: 0001437749-18-007504
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180419
FILED AS OF DATE: 20180423
DATE AS OF CHANGE: 20180423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP GROUP LLC
CENTRAL INDEX KEY: 0001302350
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18769757
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP SECURITIES LLC
CENTRAL INDEX KEY: 0000831726
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18769755
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-835-8919
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: JOLSON MERCHANT PARTNERS /BD
DATE OF NAME CHANGE: 20020517
FORMER NAME:
FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC
DATE OF NAME CHANGE: 20001006
FORMER NAME:
FORMER CONFORMED NAME: MITCHUM JONES & TEMPLETON INC /CA// /BD
DATE OF NAME CHANGE: 19930721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Investment Holdings LLC
CENTRAL INDEX KEY: 0001631823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18769753
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Holding LLC
CENTRAL INDEX KEY: 0001631416
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18769754
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY ST
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4158358900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY ST
STREET 2: SUITE 1100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JMP Group Inc.
CENTRAL INDEX KEY: 0001383803
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00985
FILM NUMBER: 18769756
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-835-8900
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvest Capital Credit Corp
CENTRAL INDEX KEY: 0001559909
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-906-3500
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 25TH FLOOR
CITY: New York
STATE: NY
ZIP: 10017
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-04-19
0001559909
Harvest Capital Credit Corp
HCAP
0001302350
JMP GROUP LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001383803
JMP Group Inc.
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0000831726
JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631416
JMP Holding LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
0001631823
JMP Investment Holdings LLC
600 MONTGOMERY STREET, SUITE 1100
SAN FRANCISCO
CA
94111
1
Common Stock
2018-04-19
4
P
0
2400
10.35
A
957696
I
See Footnote
Common Stock
2018-04-20
4
P
0
2400
10.25
A
960096
I
See Footnote
Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
954,438 of these securities are owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.
/s/ Walter Conroy, Authorized Person of JMP Group LLC
2018-04-23
/s/ Walter Conroy, Authorized Person of JMP Group Inc.
2018-04-23
/s/ Walter Conroy, Authorized Person of JMP Holding LLC
2018-04-23
/s/ Walter Conroy, Authorized Person of JMP Investment Holdings LLC
2018-04-23
/s/ Walter Conroy, Authorized Person of JMP Securities LLC
2018-04-23