X0206 3 2013-05-02 0 0001559909 Harvest Capital Credit Corp HCAP 0001383803 JMP Group Inc. 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0001302350 JMP GROUP LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 0000831726 JMP SECURITIES LLC 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 1 Common Stock 702477 I See footnote Common Stock Warrant (right to buy) 15 2013-05-03 2015-02-20 Common Stock 140475 I See footnote These securities are owned directly by JMP Securities LLC, which is a wholly owned subsidiary of JMP Group LLC, which is a wholly owned subsidiary of JMP Group Inc. JMP Group LLC and JMP Group Inc. are indirect beneficial owners of the reported securities. These securities are owned by JMP Group LLC. JMP Group Inc. is an indirect beneficial owner of the reported securities. /s/ Scott Solomon, Authorized Officer 2013-11-22