X-17A-5: Submission Information

Report for the Period Beginning

01-01-2023

and Ending

12-31-2023

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

CITIZENS JMP SECURITIES, LLC

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

600 MONTGOMERY STREET, SUITE 1100

City

SAN FRANCISCO

State/Country

CALIFORNIA

Mailing Zip/ Portal Code

94111

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Raymond Jackson

Telephone Number

415-835-3979

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Deloitte & Touche LLP

Address 1

200 Berkeley Street

City

Boston

State/Country

MASSACHUSETTS

Mailing Zip/ Postal Code

02116

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Raymond Jackson, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of CITIZENS JMP SECURITIES, LLC, as of 12-31-2023, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Raymond Jackson

Title

CFO

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information