-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7/nenTDs/LasB4OK+6n9LRf85qkEjsmloqrL1bury2qmwI+4bQAbJzlrdGHyKSP yfnU8MzMQRo/ezM9e09T5A== 0000912057-02-013710.txt : 20020415 0000912057-02-013710.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-013710 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20020404 EFFECTIVENESS DATE: 20020404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TETRA TECH INC CENTRAL INDEX KEY: 0000831641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 954148514 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-85558 FILM NUMBER: 02602305 BUSINESS ADDRESS: STREET 1: 670 N ROSEMEAD BOULEVARD CITY: PASEDENA STATE: CA ZIP: 91107-2190 BUSINESS PHONE: 6263514664 MAIL ADDRESS: STREET 1: 670 N ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 S-8 1 a2072246zs-8.htm S-8
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As filed with the Securities and Exchange Commission on April 4, 2002

Registration No. 333-            



SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


TETRA TECH, INC.
(Exact name of registrant as specified in its charter)

Delaware 95-4148514
(State or other jurisdiction of
incorporation or organization)
(IRS Employer Identification No.)

670 North Rosemead Boulevard, Pasadena, CA 91107
(626) 351-4664
(Address, including zip code, and telephone number, including
area code, of registrant's principal executive offices)

TETRA TECH, INC.
2002 STOCK OPTION PLAN
(Full title of the plan)

Li-San Hwang
Chief Executive Officer
TETRA TECH, INC.
670 North Rosemead Boulevard, Pasadena, CA 91107
(626) 351-4664
(Name, address, including zip code, and telephone number, including
area code, of agent for service)


Copy to:

Janis B. Salin, Esq.
Vice President and General Counsel
Tetra Tech, Inc.
670 North Rosemead Boulevard
Pasadena, CA 91107


CALCULATION OF REGISTRATION FEE



Title of Each Class of
Securities to be Registered
  Amount to
be Registered
  Proposed Maximum
Offering Price
Per Share(1)
  Proposed Maximum
Aggregate
Offering Price(1)
  Amount of
Registration Fee

Common Stock, $.01 par value shares   4,000,000   $14.05   $56,200,000   $5,171

(1)
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) under the Securities Act of 1933, as amended, based upon the last sales price for the registrant's common stock as reported on the Nasdaq National Market System on April 1, 2002.




PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 3. Incorporation of Documents by Reference.

        The following documents which Tetra Tech, Inc. (the "Company") has filed with the Securities and Exchange Commission (the "Commission") are incorporated by reference into this registration statement:

        (1)  the Annual Report of the Company on Form 10-K for the fiscal year ended September 30, 2001, as filed with the Commission on December 31, 2001;

        (2)  the Quarterly Report of the Company on Form 10-Q for the fiscal quarter ended December 30, 2001, as filed with the Commission on February 13, 2002;

        (3)  the Current Reports of the Company on Form 8-K, as filed with the Commission on January 17, 2002 and March 15, 2002;

        (4)  the Definitive Proxy Statement of the Company on Schedule 14A, as filed with the Commission on December 31, 2001; and

        (5)  the description of the Company's securities contained in the Company's Registration Statement on Form 8-A dated November 13, 1991, including any amendments or reports filed for the purpose of updating such description.

        All documents filed by the Company pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Securities Exchange Act of 1934 and prior to the filing of a post-effective amendment to the registration statement that indicates that all securities offered hereby have been sold or that deregisters all such securities remaining unsold, shall be deemed to be incorporated by reference herein and to be a part hereof from the date of filing such documents. Any statement contained herein or in any document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed to constitute a part of this registration statement, except as so modified or superseded.


Item 4. Description of Securities.

        Not applicable.


Item 5. Interests of Named Experts and Counsel.

        The validity of the Company's common stock, par value $.01 per share, offered hereby has been passed upon by Janis B. Salin, Esq., Vice President and General Counsel of the Company. As of this date, Ms. Salin beneficially owns shares of the Company's common stock, par value $.01 per share, and also has options to purchase additional shares of the Company's common stock, par value $.01 per share.


Item 6. Indemnification of Directors and Officers.

        The Company's certificate of incorporation and bylaws provide for indemnification of the officers and directors of the Company to the fullest extent permitted by law. Section 102(b)(7) of the Delaware General Corporation Law (the "DGCL") provides that a Delaware corporation has the power to eliminate or limit the personal liability of a director for violations of the director's fiduciary duty, except (i) for any breach of the director's duty of loyalty to the corporation or its stockholders, (ii) for

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acts or omissions not in good faith or which involve intentional misconduct or a knowing violation of law, (iii) pursuant to Section 174 of the DGCL (providing for liability of directors for unlawful payments of dividends or unlawful stock purchases or redemptions), or (iv) for any transaction from which a director derived an improper personal benefit.

        Section 145 of the DGCL provides that a corporation may indemnify any persons, including officers and directors, who are, or are threatened to be made, parties to any threatened, pending or completed legal action, suit or proceeding, whether civil, criminal, administrative or investigative (other than an action by or in the right of such corporation), by reason of the fact that such person was a director, officer, employee or agent of such corporation, or is or was serving at the request of such corporation or enterprise. The indemnity may include expenses (including attorneys' fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by such person in connection with such action, suit or proceeding, if such person acted in good faith and in a manner he reasonably believed to be in or not opposed to the corporation's best interests and, for criminal proceedings, had no reasonable cause to believe that his conduct was unlawful. A Delaware corporation may indemnify officers and directors in an action by or in the right of the corporation under the same conditions, except that no indemnification is permitted without judicial approval if the officer or director is adjudged to be liable to the corporation. Where an officer is successful on the merits or otherwise in the defense of any action referred to above, the corporation must indemnify him against the expenses which such officer or director actually and reasonably incurred.

        In addition, the Company maintains directors' and officers' liability insurance policies.


Item 7. Exemptions from Registration Claimed.

        Not applicable.


Item 8. Exhibits.

5.1 Opinion of Janis B. Salin, Esq., Vice President and General Counsel of the Company, as to the legality of the common stock registered hereby.
23.1 Consent of Deloitte & Touche LLP.
23.2 Consent of Counsel (included in Exhibit 5.1).
24.1 Power of Attorney (included on Page II-4 hereto).
99.1 Form of Tetra Tech, Inc. 2002 Stock Option Plan (incorporated by reference from Exhibit 10.15 to the Company's Annual Report Form 10-K for the fiscal year ended September 30, 2001).


Item 9. Undertakings.

        The undersigned registrant hereby undertakes:

        (1)  To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

            (i)    To include any prospectus required by section 10(a)(3) of the Securities Act of 1933;

            (ii)  To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement;

            (iii)  To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

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        Provided however, that paragraphs (i) and (ii) above do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the registration statement.

        (2)  That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

        (3)  To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

        (4)  That, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

        Insofar as indemnification for liabilities under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

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SIGNATURES

        Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Pasadena, State of California, on this 4th day of April, 2002.

    TETRA TECH, INC.

 

 

 

 
    By:  
      /s/  LI-SAN HWANG      
Li-San Hwang
Chairman and Chief Executive Officer

 

 

 

 


POWER OF ATTORNEY

        KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Li-San Hwang and James M. Jaska, and each of them, his true and lawful attorneys-in-fact and agents with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

        Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

Signature
  Title(s)
  Date

 

 

 

 

 
/s/  LI-SAN HWANG      
Li-San Hwang
  Chairman of the Board and Chief Executive Officer (Principal Executive Officer)   April 4, 2002

/s/  
JAMES M. JASKA      
James M. Jaska

 

President, Chief Financial Officer and Treasurer (Principal Financial and Accounting Officer)

 

April 4, 2002

/s/  
J. CHRISTOPHER LEWIS      
J. Christopher Lewis

 

Director

 

April 3, 2002

/s/  
PATRICK C. HADEN      
Patrick C. Haden

 

Director

 

April 2, 2002

/s/  
JAMES J. SHELTON      
James J. Shelton

 

Director

 

April 3, 2002

/s/  
DANIEL A. WHALEN      
Daniel A. Whalen

 

Director

 

April 2, 2002

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FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
SIGNATURES
POWER OF ATTORNEY
EX-5.1 3 a2072246zex-5_1.htm EXHIBIT 5.1
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EXHIBIT 5.1

April 4, 2002

Tetra Tech, Inc.
670 North Rosemead Boulevard
Pasadena, California 91107

Ladies and Gentlemen:

I am a Vice President and General Counsel of Tetra Tech, Inc. (the "Corporation") and an attorney duly admitted to practice in the State of California. I am familiar with the Registration Statement on Form S-8 (the "Registration Statement") under the Securities Act of 1933, as amended (the "Securities Act"), regarding the 4,000,000 shares of common stock, par value $.01 per share, of the Corporation (the "Shares") to be issued pursuant to the Tetra Tech, Inc. 2002 Stock Option Plan (the "Plan").

I have reviewed such documents and records as I have deemed necessary or appropriate to enable me to express an informed opinion with respect to the matters covered hereby.

Based upon the foregoing, I am of the opinion that, when issued or sold in accordance with the terms of the Plan, the Shares will be validly issued, fully paid and nonassessable.

I hereby consent to the use of my name in the Registration Statement as the legal counsel who has passed upon the legality of the Shares, as well as to the use of this legal opinion as part of the Registration Statement, as required by Section 7 of the Securities Act.

                        Very truly yours,

                        /s/ JANIS B. SALIN
                        Vice President and General Counsel




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EX-23.1 4 a2072246zex-23_1.htm EXHIBIT 23.1
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EXHIBIT 23.1

INDEPENDENT AUDITORS' CONSENT

We consent to the incorporation by reference in this Registration Statement of Tetra Tech, Inc. on Form S-8 of our reports dated November 14, 2001, appearing in and incorporated by reference in, the Annual Report on Form 10-K of Tetra Tech, Inc. for the year ended September 30, 2001.

/s/ Deloitte & Touche LLP

Los Angeles, California
April 4, 2002




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INDEPENDENT AUDITORS' CONSENT
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