0001209191-21-004580.txt : 20210120 0001209191-21-004580.hdr.sgml : 20210120 20210120203437 ACCESSION NUMBER: 0001209191-21-004580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riga Thomas J CENTRAL INDEX KEY: 0001726378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 21540155 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-19 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001726378 Riga Thomas J 11500 S. EASTERN AVE., SUITE 240 HENDERSON NV 89052 0 1 0 0 EVP, COO & CCO Common Stock, $0.001 par value 2021-01-19 4 S 0 64626 4.00 D 351915 D Common Stock, $0.001 par value 2021-01-19 4 S 0 11657 3.808 D 340258 D Common Stock, $0.001 par value 2021-01-20 4 S 0 10000 4.31 D 330258 D Common Stock, $0.001 par value 14139 I By 401(k) plan This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer. /s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga 2021-01-20