0001209191-21-004580.txt : 20210120
0001209191-21-004580.hdr.sgml : 20210120
20210120203437
ACCESSION NUMBER: 0001209191-21-004580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210119
FILED AS OF DATE: 20210120
DATE AS OF CHANGE: 20210120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riga Thomas J
CENTRAL INDEX KEY: 0001726378
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35006
FILM NUMBER: 21540155
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000831547
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930979187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 702-835-6300
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: NEOTHERAPEUTICS INC
DATE OF NAME CHANGE: 19960819
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICUS FUNDING CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-19
0
0000831547
SPECTRUM PHARMACEUTICALS INC
SPPI
0001726378
Riga Thomas J
11500 S. EASTERN AVE., SUITE 240
HENDERSON
NV
89052
0
1
0
0
EVP, COO & CCO
Common Stock, $0.001 par value
2021-01-19
4
S
0
64626
4.00
D
351915
D
Common Stock, $0.001 par value
2021-01-19
4
S
0
11657
3.808
D
340258
D
Common Stock, $0.001 par value
2021-01-20
4
S
0
10000
4.31
D
330258
D
Common Stock, $0.001 par value
14139
I
By 401(k) plan
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
/s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga
2021-01-20